Senior Investment Advisor

Ally

. Manage and trade all Ally Invest Advisors Robo Portfolios using the proprietary rebalancing system .

Posted 11/10/2026full-timeCharlotte • North Carolina • United StatesSenior💰 $70,000 - $120,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in managing trading operations, including executing client orders and resolving complex trading issues. Proficient in utilizing automation technologies and maintaining compliance with regulatory requirements in the financial services industry.

Highest-signal resume keywords

FINRA Series 7FINRA Series 63VBAPythonMicrosoft Office Suite

ATS Keywords

Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

Order ProcessingTrade CorrectionsPortfolio RebalancingClient Account ManagementAutomation TechnologiesMarket AnalysisRegulatory ComplianceData ReportingFinancial Services KnowledgeTrading Platform Proficiency

Soft Skills

Effective CommunicationOrganizational SkillsDetail-OrientedTeam CollaborationIndependent Judgment

Tools & Technologies

AI-Enabled AutomationMicrosoft CopilotPower AutomateGenerative AIWeb-Based Tools

Certifications & Qualifications

FINRA Series 7FINRA Series 63Series 65 (Preferred)Series 24 (Preferred)

Industry Keywords

Investment OperationsTrading IndustryClient ServiceCashieringMargin

Tech Stack

Tools & technologies

PythonVBA

About the role

Key responsibilities & impact

Manage and trade all Ally Invest Advisors Robo Portfolios using the proprietary rebalancing system
Monitor trade desk processes, including order processing, handling, and trade corrections
Resolve complex account issues with Trading, Cashiering, Margin, and ECR teams
Support larger-scale projects evaluating order, system, and issue behaviors
Identify and implement improvements to trade desk operations, procedures, products, and automation
Monitor and approve cashiering activities and execute required trades
Answer questions regarding trading activity, market analysis, and portfolio rebalancing
Assist the Manager in supervising daily trading duties
Train, mentor, and develop Broker Trainees and Client Service Representatives
Prepare monthly and quarterly reports using Excel
Execute client orders and resolve complex customer trading issues
Assist customers with advanced orders and account questions
Process client account information and research complex issues
Assist Representatives with high-level trades requiring subject matter expert or supervisor approval
Monitor communication channels for efficiency
Partner with support and operations teams on requirements gathering and application development
Communicate with Supervisors, Managers, and Directors
Assist with special projects, compliance, and regulatory inquiries
Maintain current knowledge of internal processes, procedures, and products
Collaborate with other departments to expedite requests
Comply with and reinforce regulatory requirements and firm policies

Requirements

What you’ll need

3+ years of prior investment or operations related experience
FINRA Series 7 and 63 required
Series 65 preferred or ability to obtain within 3 months
Series 24 preferred or ability to obtain within 6 months
Bachelor’s Degree preferred or equivalent business experience
Experience using VBA, R, Python, AI-enabled automation, or similar technologies
Experience with generative AI, Microsoft Copilot, Power Automate, AI-assisted scripting, or comparable automation platforms preferred
Strong understanding of and exposure to the financial services/trading industry
Strong understanding of trading platforms
Experience with Microsoft Office Suite and web-based tools
Ability to communicate effectively via telephone and email
Ability to work independently and with a team under strict time constraints
Ability to work in a high-pressure environment with strict SLAs and deadlines
Organizational, prioritization, detail, and results-oriented skills
Experience supporting client needs with execution, accuracy, and efficiency
Excellent oral and written communication skills
Ability to exercise independent thought and judgment and adapt to new tasks
High school Diploma or GED equivalent

Benefits

Comp & perks

20 paid time off days
11 paid holidays
8 hours of volunteer time off yearly
401(k) retirement savings plan with matching and company contributions
Student loan pay downs
529 educational savings assistance programs
Tuition reimbursement
Employee stock purchase plan
Financial learning center and financial coach access
Flexible medical, dental, and vision insurance options
Employee, spouse, and child life insurance
Short- and long-term disability insurance
Employer contributions to a pre-tax Health Savings Account
Healthcare FSA
Critical illness, accident, and hospital indemnity insurance
Total well-being program
Adoption, surrogacy, and fertility assistance
Paid parental and caregiver leave
Dependent Day Care FSA
Backup child and adult/elder care days
Childcare discounts
Mentally Fit Employee Assistance Program
Subsidized and discounted Weight Watchers® program
Other employee discount programs
Travel allowances, relocation assistance, signing bonus and/or equity may be available depending on the role
Annual incentive plan participation