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Audit Manager
Ameriprise Financial Services, LLC. Plan and execute basic to complex portions of the Risk and Control Services plan .
Posted 9/21/2026full-timeMinneapolis • Minnesota • United StatesJuniorMid-Level💰 $93,400 - $128,400 per yearWebsite
Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in risk management, audit compliance, and project leadership, with a strong focus on evaluating and improving governance processes. Proficient in conducting risk assessments and presenting findings to management while ensuring adherence to established timelines and standards.
Highest-signal resume keywords
Risk ManagementAudit ComplianceProject LeadershipControl Theory ApplicationCommunication Skills
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Risk AssessmentAudit ActivitiesSOX ComplianceControl Deficiency IdentificationProject Management
Soft Skills
LeadershipTeam CoordinationProblem Solving
Tools & Technologies
Power BIStandard Desktop Computing
Certifications & Qualifications
CIACISACPACFSA
Industry Keywords
Risk and Control ServicesGovernance ProcessesManagement Action PlansControl Deficiencies
About the role
Key responsibilities & impact- Plan and execute basic to complex portions of the Risk and Control Services plan
- Perform audit activities and SOX/MAR/FDICIA compliance activities
- Present work objectives and results to various levels of management, focusing on the impact of control deficiencies
- Evaluate and improve the effectiveness of risk management, control, and governance processes
- Complete risk assessments in conformance with department standards
- Identify control deficiencies, assess exposure and significance, and propose cost-effective recommendations
- Monitor and validate Management Action Plan status
- Recommend closure of Management Action Plans when actions are complete and deficiencies have been addressed
- Supervise and lead assigned projects
- Provide leadership to peers and others as needed
- Manage the scope, schedule, and deliverables of assigned work
- Ensure work is completed within established timelines
- Coordinate with appropriate control groups
- Communicate or escalate challenges and roadblocks affecting timelines
- Recommend changes to the Risk and Control Services plan, processes, and methodologies
Requirements
What you’ll need- Bachelor's degree
- 3-5 years of experience
- 2+ years of audit experience
- Experience with leading multiple projects
- Solid knowledge and experience with the proper application of control and audit theory
- Demonstrated proficiency in project leadership skills
- Ability to assist staff/Sr. Auditors to improve basic audit skills and business knowledge
- Accounting or Finance degree preferred
- 4-7 years of professional experience preferred
- CIA, CISA, CPA, or CFSA certifications preferred
- Strong oral and written communication skills
- Standard desktop computing skills
- Power BI
- Valid work authorization that does not now, or in the future, require visa sponsorship for employment in the United States
Benefits
Comp & perks- Variable pay in the form of bonus, commissions, and/or long-term incentives depending on the role
- Vacation time
- Sick time
- 401(k)
- Health insurance
- Dental insurance
- Life insurance
- Flexible work arrangement: work from home one (1) day per week
- Reasonable accommodation support during the recruitment and interview process