Member, Accounting – Regulated Trading & Derivatives

Anchorage Digital

. Prepare journal entries, account reconciliations, and flux analysis for Broker-dealer and Swap-dealer entities during monthly, quarterly, and year-end close .

Posted 11/6/2026full-timeUnited StatesSeniorLeadWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates extensive experience in accounting and finance, particularly within broker-dealer and swap dealer environments, with a strong command of US GAAP and regulatory compliance. Proficient in preparing financial reports, reconciliations, and internal controls while collaborating effectively across departments.

Highest-signal resume keywords

US GAAP ExpertiseBroker-Dealer Financial ReportingAdvanced Excel SkillsCPA License or ProgressFutures and Options Exposure

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Journal Entries PreparationAccount ReconciliationFlux AnalysisTrading Activity AccountingDerivatives AccountingRegulatory Capital Model MaintenanceInternal Controls DocumentationFinancial Reporting PreparationAutomation of Manual WorkSQL Proficiency

Soft Skills

Detail-OrientedProblem-SolvingClear CommunicationCollaboration

Tools & Technologies

NetSuiteFloQastLedgering SystemAutomation Tools

Certifications & Qualifications

CPA LicenseSeries 27 ProgressNFA Series 3 Exam Progress

Industry Keywords

Broker-DealerSwap DealerCFTC RegulationsSEC RulesDigital AssetsCrypto DerivativesInstitutional Trading SystemsCustomer ProtectionNet Capital ComputationsFOCUS Reports

Tech Stack

Tools & technologies

ERPFluxPythonSQL

About the role

Key responsibilities & impact

Prepare journal entries, account reconciliations, and flux analysis for Broker-dealer and Swap-dealer entities during monthly, quarterly, and year-end close
Account for trading activity, derivatives, margin, collateral, and digital asset positions
Reconcile positions to clearing, custody, and counterparty statements
Investigate and resolve breaks and open items and document root causes
Support internal and external auditors with schedules, samples, and walkthroughs
Prepare schedules and workpapers for SEC FOCUS reports, CFTC/NFA swap dealer financial reports, and net capital computations
Monitor compliance with SEC Rules 15c3-1 and 15c3-3 and CFTC Regulations 23.101, 23.104, and 23.150–23.161
Maintain the weekly regulatory capital model and prepare internal updates
Support SEC, FINRA, CFTC, and NFA audits and examinations
Help establish books, chart of accounts, reconciliations, close checklists, and reporting packages
Document, design, and test internal controls over financial reporting
Automate manual work in spreadsheets and the ledgering system
Collaborate with Treasury, Trading Operations, Engineering, Product, Compliance, Legal, and Trading
Support accounting and regulatory implications of new products and trading strategies
Take on special and ad-hoc projects as the team grows
Work directly with the Global Accounting Lead (CFO)

Requirements

What you’ll need

8+ years of progressive accounting or finance experience
Experience ideally in a broker-dealer, swap dealer, FCM, bank, trading firm, or crypto company
Bachelor’s degree in Accounting, Finance, or a related field
Solid command of US GAAP, including ASC 815 (Derivatives and Hedging), trading securities, margin, collateral, and revenue recognition
Exposure to futures, options, and uncleared swaps
Working familiarity with broker-dealer financial reporting, FOCUS, net capital, customer protection, and CFTC/NFA swap dealer requirements
Advanced Excel skills
Comfort with a modern ledger or ERP such as NetSuite and close management tools such as FloQast
Hands-on, detail-oriented approach to reconciling numbers and resolving discrepancies
Ability to set up processes, templates, and controls from a blank page
Ability to explain accounting and regulatory capital topics clearly to non-finance partners
CPA license or active progress toward one is strongly preferred
Comfort with SQL, Python, or automation tools is a plus
FCM accounting and reporting experience, digital asset or crypto derivatives experience, institutional trading systems familiarity, Series 27 or NFA Series 3 exam progress, and interest in stablecoins, tokenized assets, and decentralized finance are bonus qualifications

Benefits

Comp & perks

Full-time remote work arrangement
Support in earning Series 27 and NFA Series 3 licenses over time
Inclusive and welcoming workplace
Equal employment opportunity workplace
Professional development through exposure to digital asset trading and traditional market regulation