Compliance Analyst

april april

. Conduct compliance reviews, monitoring, and testing across april's regulatory obligations .

Posted 10/9/2026full-timeNew York City • New York • United StatesJunior💰 $125,000 - $140,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in compliance reviews, regulatory reporting, and risk management within financial services. Proficient in analyzing compliance issues, maintaining policies, and coordinating training while managing sensitive information.

Highest-signal resume keywords

Compliance ReviewsRegulatory ReportingRisk ManagementData Privacy FrameworksAnalytical Skills

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Compliance TestingRegulatory ComplianceThird-Party Risk ManagementFinancial Privacy LawAudit RequestsControl Gap IdentificationPolicy ImplementationVendor ComplianceDue DiligenceCompliance Management Tool

Soft Skills

Strong Organizational HabitsAnalytical SkillsIndependent WorkAttention to DetailCommunication Skills

Certifications & Qualifications

Privacy CertificationCompliance Certification

Industry Keywords

Financial ServicesTax SoftwareData PrivacyFintechIRS E-File Provider RulesTax-Industry Data Protection

About the role

Key responsibilities & impact

Conduct compliance reviews, monitoring, and testing across april's regulatory obligations
Review and investigate potential compliance issues, document findings, and escalate where appropriate
Identify control gaps and assist with remediation and follow-up
Assist with regulatory reporting, audits, and compliance assessments
Monitor regulatory developments relevant to tax software, data privacy, and financial services
Summarize relevant regulatory developments and propose and help implement updates to internal policies and procedures
Run point on customer due diligence requests, including third-party risk management questionnaires, compliance and privacy due diligence questionnaires, audit requests, and ongoing monitoring asks from customers
Work with the Security team to provide consistent answers across security, privacy, and regulatory questionnaires and maintain the Legal/compliance answer bank
Own the vendor compliance intake process, including risk-tiering new vendors, collecting and reviewing security and privacy documentation, and routing matters for Legal or Security review
Keep compliance policies current, track review dates, manage version control, and drive the annual review and approval cycle
Coordinate compliance training, track completion, and help write content
Support the AI governance program, including AI use-case inventory, vendor and model documentation, and review workflows

Requirements

What you’ll need

1–4 years of experience in compliance, risk, privacy, or a closely related function
Working familiarity with at least one of: U.S. financial privacy law, data privacy frameworks, third-party risk management, or regulatory compliance in financial services or tax
Strong analytical and investigative skills
Strong organizational habits; ability to keep trackers accurate and meet deadlines independently
Comfortable working independently and handling sensitive information
Candidates must be authorized to work in the United States
Must complete employment eligibility verification upon hire
Nice to have: experience at a fintech, bank, tax software company, or in a role supporting those clients
Nice to have: exposure to IRC, IRS e-file provider rules, or tax-industry data protection requirements
Nice to have: experience responding to bank or financial-institution due diligence questionnaires or working inside a compliance management tool
Nice to have: privacy or compliance certification, or active progress toward one
Candidates must answer whether they will require current or future employment visa sponsorship

Benefits

Comp & perks

Equity
Remote work option for candidates in the United States
Hybrid schedule for the New York, NY preference
Professional growth and increasing ownership opportunities