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Compliance and Operational Risk Specialist
Bank of America. Assist Compliance and Operational Risk officer teams with second-line compliance and operational risk oversight .
Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in compliance and operational risk management, with a strong focus on regulatory compliance, risk assessment, and effective reporting. Proficient in issue management and the development of risk management documentation and processes.
Highest-signal resume keywords
Regulatory ComplianceRisk ManagementProcess ManagementReportingIssue Management
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Risk AssessmentControl Effectiveness EvaluationRegulatory ReportingMonitoringSurveillanceTestingBusiness Process AnalysisRoot-Cause RemediationRegulatory Inquiry ResponseRegulatory Inventory Maintenance
Soft Skills
Attention to DetailCritical ThinkingAdvisory SkillsActive ListeningWritten Communication
Industry Keywords
Compliance OversightOperational RiskFront-Line UnitsControl FunctionsThird-Party Vendor Management
About the role
Key responsibilities & impact- Assist Compliance and Operational Risk officer teams with second-line compliance and operational risk oversight
- Assess risks, associated controls, and control effectiveness
- Drive compliance with applicable laws, rules, regulations, and policies
- Support independent oversight of Front-Line Units, Control Functions, and related third-party/vendor relationships
- Identify and escalate problems or issues and drive root-cause remediation
- Develop independent risk management reporting and documentation
- Respond to regulatory inquiries, audits, and examinations
- Monitor the regulatory environment and maintain a comprehensive regulatory inventory
Requirements
What you’ll need- Experience with monitoring, surveillance, and testing
- Process management
- Regulatory compliance
- Reporting
- Risk management
- Ability to interpret relevant laws, rules, and regulations
- Issue management
- Policies, procedures, and guidelines management
- Attention to detail
- Critical thinking
- Advisory skills
- Business process analysis
- Active listening
- Written communications
- Global Risk Management experience is helpful
Benefits
Comp & perks- Competitive benefits supporting physical, emotional, and financial well-being
- Opportunities to learn, grow, and make an impact
- Diverse and inclusive workplace
- Recruitment process accessibility and adjustment support