Compliance and Operational Risk Specialist

Bank of America

. Assist Compliance and Operational Risk officers with second-line Trade Surveillance activities for Associate Investment Monitoring (AIM) and Dodd-Frank Title VII Swap Dealer policy and regulatory requirements .

Posted 11/4/2026full-timeUnited StatesMid-LevelSenior💰 $70,800 - $133,100 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates extensive experience in compliance and operational risk management, with a strong focus on regulatory compliance, trade surveillance, and risk assessment. Proficient in developing reporting and documentation while ensuring adherence to laws and regulations.

Highest-signal resume keywords

Regulatory ComplianceRisk ManagementTrade SurveillanceReportingProcess Management

ATS Keywords

Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

ComplianceRisk AssessmentRegulatory ReportingMonitoringSurveillanceTestingIssue ManagementPolicies ManagementProcedures ManagementBusiness Process Analysis

Soft Skills

Attention to DetailCritical ThinkingActive ListeningAdvisoryWritten Communications

Industry Keywords

Dodd-Frank Title VIITrade Surveillance ActivitiesOperational RiskCompliance RiskRegulatory InquiriesRegulatory DevelopmentsControl DeficienciesEnterprise PoliciesThird-Party RelationshipsRegulatory Inventory

About the role

Key responsibilities & impact

Assist Compliance and Operational Risk officers with second-line Trade Surveillance activities for Associate Investment Monitoring (AIM) and Dodd-Frank Title VII Swap Dealer policy and regulatory requirements
Assess risks, associated controls, and their effectiveness
Drive compliance with applicable laws, rules, regulations, and enterprise policies
Develop reporting and documentation
Provide independent compliance and operational risk oversight of Front Line Unit or Control Function performance and related third-party/vendor relationships
Identify and escalate problems, issues, and control deficiencies
Drive actions addressing root causes of compliance risk issues and operational risk losses
Develop independent risk management reporting for covered areas
Respond to regulatory inquiries, audits, and examinations
Monitor regulatory developments and maintain a comprehensive regulatory inventory

Requirements

What you’ll need

5+ years of experience combining compliance, risk, regulatory compliance or trade surveillance
Monitoring, Surveillance, and Testing
Process Management
Regulatory Compliance
Reporting
Risk Management
Attention to Detail
Critical Thinking
Interpret Relevant Laws, Rules, and Regulations
Issue Management
Policies, Procedures, and Guidelines Management
Active Listening
Advisory
Business Process Analysis
Written Communications
Ability to work first shift in the United States of America
40 hours per week

Benefits

Comp & perks

Inclusive workplace culture
Opportunities to learn, grow, and build a career
Support for physical, emotional, and financial wellness
Industry-leading benefits
Paid time off
Resources and support for employees
Annual discretionary incentive plan eligibility