Financial Solutions Advisor – Registration Candidate

Bank of America

. Obtain Securities Industry Essentials (SIE), Series 7, and Series 66 securities industry licenses through dedicated classes and study time .

Posted 10/6/2026full-timeFort Worth • Texas • United StatesMid-LevelSeniorWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in client relationship management and financial advisory services, with a strong focus on obtaining necessary securities licenses and delivering tailored financial solutions. Proficient in collaborating with banking and investment partners to enhance client experiences and achieve financial goals.

Highest-signal resume keywords

Securities Industry Essentials (SIE)Series 7 LicenseSeries 66 LicenseClient Relationship ManagementFinancial Advisory Services

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Financial Services Industry ExperienceConsultative ApproachClient Needs AssessmentFinancial Goal StrategiesTime Management

Soft Skills

Effective CommunicationCollaborationSelf-DisciplineResults-Driven MindsetAdaptability

Certifications & Qualifications

Securities Industry Essentials (SIE)Series 7 LicenseSeries 66 LicenseSeries 63 LicenseSeries 65 License

Industry Keywords

Banking SolutionsInvestment SolutionsClient-Care ApproachFinancial CenterSAFE Act Registration

About the role

Key responsibilities & impact

Obtain Securities Industry Essentials (SIE), Series 7, and Series 66 securities industry licenses through dedicated classes and study time
Build foundational advisor skills, including acquiring, building, and managing client relationships
Consider clients’ complex financial pictures and guide them with advice and solutions
Work in a financial center to deliver Bank of America’s banking, investment solutions, and client-care approach
Use a defined consultative approach to identify client needs and appropriate solutions
Interact with banking customers, small business owners, and higher-net-worth clients
Build a professional network and grow the business
Provide comprehensive advice and deliver client reviews and presentations
Recommend strategies to help clients achieve financial goals and life priorities
Collaborate with banking and investment partners and connect clients with Bank of America and Merrill solutions
Train at one financial center and potentially begin in a phone-based capacity until another financial center location is determined within a reasonable commuting distance

Requirements

What you’ll need

Aptitude in obtaining required industry licenses
Must be self-disciplined in managing time and capacity
Experience in cultivating client relationships, assessing needs, and recommending solutions
Success creating strong peer relationships through effective communication and collaboration
Results-driven mindset while prioritizing clients’ interests in a complex, fast-paced environment
Ability to execute multiple tasks simultaneously
Ability to learn and adapt to new technology or applications
Must obtain the SIE within 30 days of being hired
Must obtain Series 7 and Series 66 within 120 days; Series 63 and 65 accepted in lieu of Series 66
Subject to SAFE Act registration requirements, including required background check and registration process
High School Diploma / GED / Secondary School or equivalent
Bachelor’s degree and/or a minimum of one year of financial services industry or sales experience
Spanish speaking (desired qualification)
Currently holds FINRA Securities Industry Essentials (SIE) (desired qualification)

Benefits

Comp & perks

Affordable, competitive and flexible benefits
Support for physical, emotional, and financial wellness
World-class training and onboarding programs
One-on-one coaching from Academy managers
Dedicated classes, programs, tools, and resources
Dedicated study time for required securities licenses
Opportunities to learn, grow, build a career, and advance within Bank of America and Merrill