Financial Solutions Advisor Registration Candidate

Bank of America

. Provide comprehensive advice and customized solutions to clients to help them achieve financial goals .

Posted 9/29/2026full-timeExton • Pennsylvania • United StatesMid-LevelSeniorWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in financial planning and client relationship management, with a strong focus on aligning banking and investment strategies to meet client goals. Proficient in navigating regulatory requirements, including SAFE Act compliance and maintaining necessary licenses.

Highest-signal resume keywords

Financial PlanningClient Relationship ManagementSAFE Act ComplianceInvestment Strategy RecommendationTime Management

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Financial ProductsBrokerage ProductsStocksBondsMutual FundsAnnuitiesRisk MitigationClient Needs AssessmentTriage Client LeadsFinancial Goal Review

Soft Skills

Self-DisciplineEffective CommunicationCollaborationResults-Driven MindsetAdaptability

Certifications & Qualifications

SAFE Act RegistrationRequired Industry Licenses

Industry Keywords

Financial GoalsInvestment GoalsClient ReferralsAsset ThresholdsBackground Check

About the role

Key responsibilities & impact

Provide comprehensive advice and customized solutions to clients to help them achieve financial goals
Triage client leads and make referrals to business partners based on client needs and asset thresholds
Meet with clients to review financial and investment goals and recommend products
Build financial plans using brokerage products, including stocks, bonds, mutual funds, annuities, and banking and money managed solutions
Recommend banking and investment strategies aligned with client goals and needs
Triage client requests and refer them to appropriate internal service providers
Mitigate and control risk in daily activities
Identify and engage potential new clients through referrals or financial center clientele
Complete required licenses and trainings
Register for and maintain SAFE Act registration and complete the required background check

Requirements

What you’ll need

Aptitude in obtaining required industry licenses
Must be self-disciplined in managing time and capacity
Experience in cultivating client relationships, assessing needs and recommending solutions
Success creating strong peer relationships through effective communication and collaboration
Results-driven mindset while prioritizing client's interest in a complex, fast-paced environment
Ability to execute multiple tasks simultaneously
Ability to learn and adapt to new technology or applications
Must register with the federal registry system and remain in good standing under SAFE Act requirements
Required SAFE Act background check
High School Diploma / GED / Secondary School or equivalent

Benefits

Comp & perks

Affordable, competitive and flexible benefits
Support for physical, emotional, and financial wellness
Opportunities to learn, grow, and make an impact
Career development opportunities
In-office culture supporting collaboration, engagement, and career development