GFC Investigator – Brokerage, AML

Bank of America

. Perform end-to-end investigations across relevant lines of business, focusing on Special Investigations, Global Markets, or Global Wealth and Investment Management .

Posted 10/21/2026full-timeUnited StatesMid-LevelSenior💰 $68,500 - $102,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in conducting complex investigations related to fraud, money laundering, and compliance risks while ensuring accurate reporting and adherence to regulatory standards. Proficient in stakeholder management and collaboration with various financial crime units to enhance investigation outcomes.

Highest-signal resume keywords

Suspicious Activity Reporting (SAR)FINRA Securities Essential ExamStakeholder ManagementUnderstanding of Rules, Regulations, and ComplianceCertified Anti-Money Laundering Specialist (CAMS)

ATS Keywords

Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

Fraud ManagementData AnalysisInvestigation ManagementRisk ManagementFinancial Crimes Risk ProgramsCustomer Due DiligenceEnhanced Due DiligenceCase Investigation & ResolutionRegulatory ComplianceTechnical Knowledge of AML Regulatory Knowledge

Soft Skills

Critical ThinkingWritten CommunicationsCoachingTalent DevelopmentIssue Management

Certifications & Qualifications

Certified Anti-Money Laundering Specialist (CAMS)FINRA Series 7FINRA Series 6FINRA Services Principal Licensure (Series 4, 24, 53, 9/10)

Industry Keywords

Retail Brokerage ProductsEquitiesFixed Income ProductsStructured InvestmentsSecuritized ProductsMutual FundsAlternative InvestmentsDiscretionary Trading ProductsGlobal Financial CrimesCompliance Risks

About the role

Key responsibilities & impact

Perform end-to-end investigations across relevant lines of business, focusing on Special Investigations, Global Markets, or Global Wealth and Investment Management
Conduct complex investigations involving external fraud, securities fraud, money laundering, and terrorist financing
Complete investigations while meeting or exceeding closure and quality metrics
Complete Suspicious Activity Reports (SAR) accurately and promptly for regulators and/or law enforcement
Report investigation facts to identify potential operational or compliance risks
Partner with GFCC Risk Management, Global Financial Crimes Management, Front Line Units, and other stakeholders to resolve investigations
Perform quality control, training, communications, guidance, monitoring scenario development/enhancement input and testing, or law enforcement liaison responsibilities
Report to investigations teams responsible for Special Investigations, Global Markets, or Global Wealth and Investment Management coverage

Requirements

What you’ll need

Minimum of five years of relevant experience
Understanding of Retail Brokerage Products, Clients, and Services, including Equities, Fixed Income Products, Structured Investments, Securitized Products, Mutual Funds, and entity structures such as Personal Holding Companies, Retirement and Trust Accounts
FINRA Securities Essential Exam, FINRA Series 7, Series 6, or relevant experience in back office operations, Margin, or ACAT Transfer
Suspicious Activity Reporting (SAR)
Stakeholder Management (FLU, Business Controls, Risk)
Understanding of Rules, Regulations, and Compliance (FINRA/SEC)
Bachelor's Degree in related field (desired)
Experience in financial services and/or a related government entity (desired)
Certified Anti-Money Laundering Specialist (CAMS) (desired)
Data Management, Review, and Analysis (desired)
FINRA Services Principal Licensure (Series 4, 24, 53, 9/10) (desired)
Knowledge of Alternative Investments, including Private Equity and Venture Capital (desired)
Familiarity with Discretionary Trading Products (desired)
Skills in Fraud Management, Policies, Procedures, and Guidelines Management, Reporting, Risk Management, Coaching, Issue Management, Talent Development, Critical Thinking, Written Communications, Data Analysis, Regulatory Compliance, and Investigation Management
Technical knowledge of AML Regulatory Knowledge, Case Investigation & Resolution, Customer Due Diligence, Enhanced Due Diligence, Financial Crimes Risk Programs, High Risk Activities & Typologies, Products/Services and Acumen-Global Financial Crimes, Risk Identification & Assessment, and Risk Governance & Reporting
1st shift availability in the United States of America
Ability to work 40 hours per week

Benefits

Comp & perks

Discretionary incentive eligible; eligible to participate in the annual discretionary plan
Annual discretionary award based on individual performance, line of business/group performance, and overall Company success
Benefits eligible
Access to paid time off
Resources and support to employees
In-office culture with role-specific flexibility