GFC Investigator – Brokerage, AML

Bank of America

. Perform end-to-end investigations across relevant lines of business, focused on Special Investigations, Global Markets, or Global Wealth and Investment Management .

Posted 10/21/2026full-timeUnited StatesMid-LevelSenior💰 $68,500 - $102,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in conducting complex investigations related to financial crimes, including fraud and money laundering, while ensuring compliance with regulatory standards. Proficient in stakeholder management and reporting, with a strong understanding of retail brokerage products and AML regulatory knowledge.

Highest-signal resume keywords

Complex InvestigationsSuspicious Activity Reporting (SAR)Stakeholder ManagementAML Regulatory KnowledgeFinancial Crimes Risk Programs

ATS Keywords

Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

Data ManagementCase InvestigationRisk IdentificationRisk GovernanceCustomer Due DiligenceEnhanced Due DiligenceUnderstanding of Retail Brokerage ProductsUnderstanding of Rules and RegulationsFinancial AnalysisQuality Control

Soft Skills

CommunicationCollaborationTrainingMonitoringGuidance

Certifications & Qualifications

Certified Anti-Money Laundering Specialist (CAMS)FINRA Securities Essential ExamFINRA Series 7FINRA Series 6FINRA Services Principal Licensure

Industry Keywords

Financial ServicesGlobal MarketsGlobal Wealth and Investment ManagementFraudMoney LaunderingTerrorist FinancingOperational RisksCompliance RisksHigh Risk ActivitiesAlternative Investments

About the role

Key responsibilities & impact

Perform end-to-end investigations across relevant lines of business, focused on Special Investigations, Global Markets, or Global Wealth and Investment Management
Conduct complex investigations involving external-party fraud, securities fraud, money laundering, or terrorist financing
Complete investigations while meeting or exceeding closure and quality metrics
Report investigation facts to identify potential operational or compliance risks
Complete Suspicious Activity Reports (SAR) accurately and on time for regulators and/or law enforcement
Partner with GFCC Risk Management, front line units, and other stakeholders to resolve investigations
Perform quality control, training, communications, guidance, monitoring scenario development/enhancement input and testing, or law enforcement liaison responsibilities
Report to investigations teams responsible for Special Investigations, Global Markets, or Global Wealth and Investment Management coverage

Requirements

What you’ll need

Minimum of five years of relevant experience
Understanding of Retail Brokerage Products, Clients, and Services, such as Equities, Fixed Income Products, Structured Investments, Securitized Products, Mutual Funds, and entity structures, such as Personal Holding Companies, Retirement and Trust Accounts
FINRA Securities Essential Exam/ FINRA Series 7, Series 6 or relevant experience in the areas of back office operations, Margin, ACAT Transfer
Suspicious Activity Reporting (SAR)
Stakeholder Management (FLU, Business Controls, Risk)
Understanding of Rules, Regulations, and Compliance (FINRA/SEC)
Experience in financial services and/or a related government entity
Data Management, Review, and Analysis
AML regulatory knowledge
Case investigation and resolution
Customer Due Diligence
Enhanced Due Diligence
Financial Crimes Risk Programs
High Risk Activities & Typologies
Risk Identification & Assessment
Risk Governance & Reporting
Bachelor's Degree in related field (desired)
Certified Anti-Money Laundering Specialist (CAMS) (desired)
FINRA Services Principal Licensure (Series 4, 24, 53, 9/10) (desired)
Knowledge of Alternative Investments (Private Equity, Venture Capital, etc.) (desired)
Familiarity with Discretionary Trading Products (desired)

Benefits

Comp & perks

Discretionary incentive eligible; eligible to participate in the annual discretionary plan
Benefits eligible
Paid time off
Resources and support to employees
In-office culture with an appropriate level of role-specific flexibility