Registered Wealth Management Client Associate

Bank of America

. Provide client service support to potentially multiple Financial Advisors .

Posted 11/6/2026full-timeStamford • Connecticut • United StatesJuniorMid-Level💰 $25 - $45 per hourWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates advanced industry knowledge of investment products and a client-centric mindset, ensuring timely and accurate client service support while adhering to bank policies. Proficient in managing client relationships and delivering customized solutions in a fast-paced environment.

Highest-signal resume keywords

FINRA Securities Industry Essentials (SIE)Series 7Series 66Client Relationship ManagementMicrosoft Office Suite

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Investment Products KnowledgeClient Service SupportSolution CustomizationRisk ManagementDetail Orientation

Soft Skills

Client-Centric MindsetStrong Work EthicAdaptabilityProfessional CommunicationJudgment and Discretion

Tools & Technologies

SalesforceMicrosoft WordMicrosoft ExcelMicrosoft PowerPoint

Certifications & Qualifications

FINRA Securities Industry Essentials (SIE)Series 7Series 66Series 63Series 65

Industry Keywords

Client AdvocacyOperational ExcellenceBanking OfferingsFinancial Advisor SupportContinuous Learning

About the role

Key responsibilities & impact

Provide client service support to potentially multiple Financial Advisors
Support enterprise strategic objectives, operational excellence goals, and client advocacy within the Financial Advisor's business
Customize solutions based on specific client and advisor needs
Serve as the frequent point of contact within Merrill for clients' service needs
Educate bank clients on service and banking offerings
Ensure timeliness, accuracy, and completeness of client materials
Follow up on client and Financial Advisor requests
Help align practices with bank policies and procedures
Protect clients and manage risk
Identify, deepen, and maintain client relationships
Promote incorporation of banking into clients' day-to-day practices and communicate outputs to the Financial Advisor
Support day-to-day team activities and needs, including covering roles during absences or seasonal increases
Lead with a client-first mindset

Requirements

What you’ll need

Currently holds FINRA Securities Industry Essentials (SIE), Series 7, and Series 66; Series 63 and 65 accepted in lieu of Series 66
If licenses are not currently held, they must be obtained within a specified timeframe if hired into a registered job code
Advanced industry knowledge and understanding of investment products
Enthusiastic, highly motivated self-starter with a strong work ethic and intense focus on results
Client-centric mindset, acting in the best interest of the client
Ability to learn and adapt to new information and technology platforms
Experience working with clients, quickly fulfilling needs, delivering complex solutions, and providing an excellent client experience
Comfortable operating in a fast-paced environment with changing and evolving responsibilities
Detail oriented
Commitment to continuous learning and professional growth
Sound judgment and discretion when handling sensitive information
Strong computer application skills, including proficiency with Microsoft Word, Excel, PowerPoint, and Salesforce
Professional verbal and written communication skills

Benefits

Comp & perks

Annual discretionary incentive plan eligibility
Benefits eligibility
Paid time off
Resources and support for employees
In-office culture supporting collaboration, engagement, and career development
Flexibility based on role-specific responsibilities and business needs