Regulatory Reporting Controller II – Registered

Bank of America

. Prepare regulatory reporting returns for locally regulated legal entities, including broker dealers, swap dealers, and other legal entities .

Posted 9/22/2026full-timeUnited StatesJuniorMid-Level💰 $90,000 - $132,600 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in regulatory reporting and financial analytics, with a strong focus on compliance and process improvement. Proficient in preparing detailed reports and performing reconciliations within the financial industry.

Highest-signal resume keywords

Regulatory ReportingFinancial AnalyticsBroker Dealer ExperienceMicrosoft ExcelCPA or Equivalent

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Regulatory Reporting ReturnsSEC Rule 15c3-3 CalculationsVariance AnalysisTrend ReportingReconciliationsLiquidity ReportingCapital ReportingFX ReportingControl ProcessesData Submissions

Soft Skills

Attention to DetailCommunication SkillsPresentation SkillsTeam CollaborationIndependent Work

Tools & Technologies

Microsoft ExcelMicrosoft WordMicrosoft PowerPoint

Certifications & Qualifications

FINRA Series 99FINRA Series 27CPA

Industry Keywords

Financial IndustryBroker DealerRegulatory ExaminationOperational ExcellenceProcess Improvements

About the role

Key responsibilities & impact

Prepare regulatory reporting returns for locally regulated legal entities, including broker dealers, swap dealers, and other legal entities
Prepare SEC Rule 15c3-3 regulatory reporting calculations
Perform and document control processes
Prepare data submissions for regulatory reporting teams
Prepare legal entity, balance sheet, liquidity, capital, and FX reports filed with regulators
Perform reconciliations and variance analysis for daily/monthly computations
Prepare and review trend and analytical reporting related to Broker Dealer computations
Work with internal controls functions and external auditors
Assist with local regulators and other regulatory examination inquiries
Support regulatory change projects through testing and documentation
Support Operational Excellence initiatives to streamline process improvements

Requirements

What you’ll need

Minimum 2 years of relevant professional experience in accounting/finance in the financial industry
Strong financial analytics skills with attention to detail
Advanced skills within the Microsoft suite, specifically Excel, Word, and PowerPoint
Ability to work both independently and as a team member
Strong communication and presentation skills
Bachelor's degree in Accounting/Finance desired
Previous experience in Broker Dealer or Regulatory Reporting desired
FINRA Series 99 or 27 desired
CPA or equivalent a plus

Benefits

Comp & perks

Discretionary incentive eligible; eligible for an annual discretionary award based on individual performance, line of business/group performance, and overall Company success
Benefits eligible
Paid time off
Resources and support to employees
Opportunities to learn, grow, and make an impact
Inclusive workplace
Support for physical, emotional, and financial wellness
Recognition and rewards for performance