Senior Investment Consultant

Bank of America

. Provide guidance and support to Senior Investment Specialists on complex or unusual situations .

Posted 10/13/2026full-timeUnited StatesSenior💰 $38 - $47 per hourWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in trading, margin, and options, with a strong focus on risk assessment and mitigation. Proven ability to resolve complex client and operational situations while ensuring compliance with regulatory requirements.

Highest-signal resume keywords

Series 7 LicenseSeries 66 LicenseSeries 9/10 LicenseTrading ExpertiseRisk Management

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

TradingMarginOptionsRisk AssessmentDispute ResolutionProblem SolvingClient Solutions AdvisoryOperational Situations ResolutionMarket MechanicsCritical Thinking

Soft Skills

Oral CommunicationWritten CommunicationAttention to DetailActive ListeningClient Experience

Certifications & Qualifications

Series 7Series 66Series 9/10

Industry Keywords

Trade ElevationClient EngagementRisk MitigationOperational EscalationsCompliance

About the role

Key responsibilities & impact

Provide guidance and support to Senior Investment Specialists on complex or unusual situations
Serve as a resource for associates and business partners across Consumer Investments
Handle the highest-risk and highest-complexity trading, margin, options, and client situations
Execute client service activities, including answering inquiries, performing account maintenance, assisting with online access and website navigation, and executing and confirming trade orders
Provide solutions to trade disputes
Preapprove trades and review large orders
Research complaints and risk escalations
Research and resolve highly complex client, operational, and risk-related escalations
Balance client experience, firm policy, regulatory requirements, and risk considerations
Partner with leaders and business partners to resolve unique or high-risk situations
Identify opportunities to improve consistency, effectiveness, and risk mitigation across Trade Elevation functions
Address online access requests and increase client engagement and satisfaction
Assist with product fulfillment and supervision requirements, including missed review and NIGO maintenance, funding, terminations, and withdrawals
Build relationships and refer clients to appropriate business counterparts

Requirements

What you’ll need

Must have Series 7, 66, and 9/10 licenses
Must obtain the Series 9/10 within 120 days
Demonstrated expertise in trading, margin, options, violations, and risk management activities
Proven ability to independently resolve complex client, trading, and operational situations
Consistent record of strong performance, quality, and productivity across Trade Elevation responsibilities
Ability to serve as a resource for associates and business partners in complex or unusual scenarios
Expertise in markets and trading mechanics
Margin and options expertise
Risk assessment and mitigation
Complex problem solving and critical thinking
Dispute resolution and decision making
Oral and written communication
Attention to detail and active listening
Client experience and client solutions advisory
2 years of expertise in trading, market mechanics, margin, and options

Benefits

Comp & perks

Affordable, competitive and flexible benefits
Support for physical, emotional, and financial wellness
Opportunities to learn, grow, and build a career
Annual discretionary incentive plan eligibility
Paid time off
Resources and support to make an impact