Senior Ops Analyst

Bank of America

. Provide moderately complex research, reporting, and analytical support for end-to-end Global Operations, sales, trading/underwriting business across multiple Lines of Business .

Posted 11/12/2026full-timeUnited StatesSeniorWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in regulatory reporting processes, data analysis, and compliance within the financial services industry, while effectively managing multiple priorities and enhancing operational efficiencies.

Highest-signal resume keywords

Regulatory ReportingData AnalysisBrokerage Operations ExperienceMicrosoft ExcelCustomer Due Diligence

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Data AnalysisRegulatory Reporting ProcessesCustomer Identification ProgramQuality AssuranceProcess TestingOperational Data AnalysisStock Record ConceptsBroker Dealer BooksClient Portfolio AccuracyException Transaction Analysis

Soft Skills

Detail OrientationTime ManagementMultitaskingProblem-SolvingTeam CollaborationVerbal CommunicationWritten Communication

Tools & Technologies

Microsoft ExcelMicrosoft Office SuiteMicrosoft WordMicrosoft OutlookMicrosoft Access

Industry Keywords

Financial ServicesRegulatory ComplianceBrokerage OperationsControl DepartmentOperational Exceptions

About the role

Key responsibilities & impact

Provide moderately complex research, reporting, and analytical support for end-to-end Global Operations, sales, trading/underwriting business across multiple Lines of Business
Perform Customer Identification Program and Customer Due Diligence refresh processes
Support broker-dealer and bank regulatory reporting requirements
Liaise with Finance and Operations associates to research exceptions and analyze operational data for compliance with industry rules
Provide oversight for offshore functions aligned with the Regulatory Reporting team
Cross-train and provide backup support for TIC Reporting and FOCUS Reporting
Perform ongoing evaluations, quality assurance, process testing, and control improvements for regulatory reporting processes
Maintain client portfolio accuracy using internal and external comparison tools
Conduct moderately complex analyses, including special-handling and exception transactions
Explore methods to enhance processes, reduce risks, and improve client experience
Partner with trade and sales support teams and external agents
Create reports and liaise with internal partners for client and regulatory reporting
Escalate potential risks, exposures, and issues to management or risk
Assist with ad hoc projects, new processes, and initiatives involving multiple product areas or functions
Participate in tactical and strategic initiatives related to assigned Regulatory Reporting

Requirements

What you’ll need

3-5 years brokerage operations experience, preferably in a regulatory or control department
Microsoft Excel experience
Working knowledge of stock record and/or broker dealer books and records concepts
Detail orientation
Ability to manage multiple priorities and multitask
Excellent time management and prioritization skills, with ability to meet tight deadlines
Ability and willingness to continuously learn on the job
Ability to problem-solve and take ownership of process improvements
Able to work in a team environment
Excellent verbal and written communication skills with ability to communicate with various stakeholders
Familiarity with the full Microsoft Office Suite, including Word, Outlook and Access
Experience with data analysis, including maintaining databases, collecting data, filtering and cleaning data, identifying patterns, interpreting data and presenting findings
Experience in the financial services industry

Benefits

Comp & perks

Affordable, competitive and flexible benefits
Support for teammates’ physical, emotional, and financial wellness
Opportunities to learn, grow, and make an impact
In-office culture supporting collaboration, engagement, and career development
40 hours per week, 1st shift