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Supervision Manager
Bank of America. Support the Consumer Investments Complex Product & Platform Supervision Team .
Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in overseeing high-risk client monitoring and compliance with regulatory issues, supported by strong leadership and communication skills. Proficient in applying organizational and problem-solving abilities to supervision activities within financial services.
Highest-signal resume keywords
FINRA Series 7FINRA Series 9/10FINRA Series 63/65Leadership SkillsMicrosoft Office Proficiency
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
High-Risk Client MonitoringCompliance KnowledgeFinancial Crimes KnowledgeOrganizational SkillsProblem-Solving Skills
Soft Skills
Communication SkillsCollaborative Relationship BuildingIntegrityCalm Under Pressure
Tools & Technologies
Merrill EdgeMerrill Lynch
Certifications & Qualifications
FINRA Series 4FINRA Series 24FINRA Series 53
Industry Keywords
Consumer InvestmentsSupervisionRegulatory IssuesGFC Alerts
About the role
Key responsibilities & impact- Support the Consumer Investments Complex Product & Platform Supervision Team
- Oversee the supervisory routine portfolio related to high-risk client monitoring
- Oversee GFC alerts for Negative News, Senior Political Figures, and Account Closure Recommendations
- Apply organizational and problem-solving skills to supervision activities
Requirements
What you’ll need- Must have FINRA Series 7, 9/10, 63/65 or 66
- In lieu of Series 9/10, may hold FINRA Series 4, 24, and 53
- Strong leadership and communication skills
- Ability to foster collaborative relationships within and across business units
- Demonstrated integrity and ability to remain calm under pressure
- Familiarity with compliance and regulatory issues
- Proficiency in Microsoft Office applications
- Merrill Edge, Merrill Lynch, or Operations experience
- Knowledge of financial crimes
- High School Diploma, GED, Secondary School, or equivalent
- Ability to work first shift, 40 hours per week
Benefits
Comp & perks- Affordable, competitive and flexible benefits
- Support for physical, emotional, and financial wellness
- Opportunities to learn, grow, and make an impact
- Annual discretionary incentive award based on performance and company results
- Paid time off
- Resources and support to contribute to business and community impact