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BNY

Vice President, Regulatory Oversight Management

BNY

. Support the identification and preparation of Substantial Shareholder disclosures and regulatory reports globally .

Posted 10/9/2026full-timeNew York City • New York • United StatesLead💰 $68,000 - $125,000 per yearWebsite

Core Competencies

Role fit
Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in regulatory reporting and data management within the financial services industry, with a focus on process improvement and team leadership. Proficient in data analysis, quality control, and communication with stakeholders to enhance reporting accuracy and efficiency.

Highest-signal resume keywords
Regulatory ReportingData AnalysisFinancial Services KnowledgeMS Excel ProficiencyProject Management

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills
Data ManagementQuality ControlInvestigative ResearchProcess AutomationAI Workflow Optimization
Soft Skills
Strong CommunicationProblem-SolvingCollaborative SkillsLeadership Support
Industry Keywords
Substantial Shareholder DisclosuresEquitiesFixed IncomeMutual FundsETFsDepository ReceiptsDerivativesSecurities LendingCollateral

About the role

Key responsibilities & impact
  • Support the identification and preparation of Substantial Shareholder disclosures and regulatory reports globally
  • Perform data analysis, aggregation, and quality control
  • Coordinate with Regulatory SMEs to operationalize regulator and legislative updates
  • Prepare and oversee securities-related risk management reports for Senior Management
  • Perform and oversee data management, quality control, and investigative research for regulatory reporting
  • Communicate with domestic and international internal and external parties on data enhancement and reconciliation
  • Drive continuous improvement and coordinate with Technology on process and report automation
  • Leverage AI to streamline and modernize workflows
  • Lead and support projects, ensuring timely and accurate completion
  • Oversee and recommend procedural and control changes
  • Serve as an escalation point for complex reporting matters
  • Provide guidance, coaching, and leadership support to team members

Requirements

What you’ll need
  • Bachelor's degree or equivalent combination of education and experience required
  • Advanced/graduate degree preferred
  • 5-8 years of total work experience preferred
  • Proficient with MS Excel required
  • Programming knowledge is a plus
  • Knowledge of the financial services industry required
  • Experience and familiarity with equities, fixed income, mutual funds, ETFs, depository receipts, derivatives, securities lending, and collateral
  • Strong collaborative skills preferred
  • Strong communication, problem-solving, and basic project management abilities required
  • Prior operational and regulatory experience is a plus

Benefits

Comp & perks
  • Highly competitive compensation
  • Flexible global resources and tools
  • Wellbeing programs
  • Paid leaves
  • Paid volunteer time
  • Company-sponsored benefit programs
  • Commission earnings, discretionary bonuses, and short- and long-term incentive packages may be included depending on the position