Senior Director, Project Delivery

Broadridge

. Lead advisory delivery for Broadridge's Emerging Technologies practice .

Posted 10/30/2026full-timeToronto • CanadaSenior💰 CA$130,000 - CA$165,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates extensive experience in financial services regulatory compliance and risk management, with a strong focus on leading complex client engagements and developing enterprise risk and compliance programs. Proven ability to communicate effectively with senior executives and manage multidisciplinary teams while ensuring alignment with regulatory standards and business objectives.

Highest-signal resume keywords

Financial Services Regulatory ComplianceRisk ManagementLeadership ExperienceCanadian Regulatory LandscapeClient Engagement Management

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Regulatory ComplianceRisk Management FrameworksTarget Operating Model DesignPolicy and Procedure DevelopmentControl FrameworksAML Transaction MonitoringDigital OnboardingAI-Enabled WorkflowsEngagement Performance ManagementRoot Cause Analysis

Soft Skills

Organizational SkillsAttention to DetailProcess DisciplineCommunication with ExecutivesClient Satisfaction Focus

Tools & Technologies

Regtech ImplementationsSOP DevelopmentTraining Curricula DesignMetrics FrameworksData Dictionaries

Certifications & Qualifications

MBACPACFACIPPCAMSPRM/FRMPMP

Industry Keywords

CIROCSAOSFIFINTRACCanadian Financial InstitutionsCOSO ERMLeanSix SigmaAIAutomation

Tech Stack

Tools & technologies

PMP

About the role

Key responsibilities & impact

Lead advisory delivery for Broadridge's Emerging Technologies practice
Own scoping, quality, margin, client satisfaction and alignment with Broadridge product and growth objectives
Partner with Sales, Account Management, Product and Business Strategy on opportunities, statements of work, pricing, staffing, risk and product pull-through
Lead regulatory and operating model engagements, including CIRO dealer consolidation and integration
Direct regtech and emerging technology implementations such as AML transaction monitoring, compliance surveillance, digital onboarding and AI-enabled workflows
Design enterprise risk and compliance programs, including ERM, operational, model, third-party and technology risk frameworks
Oversee client deliverables including SOPs, job aids, policy suites, training curricula, metrics frameworks and data dictionaries
Represent the practice in executive meetings, steering committees, regulatory readiness reviews and senior leadership forums
Build reusable go-to-market assets, deployment frameworks, pitch decks, assessment toolkits and accelerators
Lead and develop directors, managers and consultants; set staffing, utilization, quality and escalation standards
Own engagement performance against budget, milestones, utilization and client feedback
Lead root cause analysis and remediation for regulatory findings, audit observations, control gaps and implementation challenges
Contribute to thought leadership through articles, webinars and industry events
Develop executive-ready reporting on pipeline, delivery health and practice performance
Support workforce planning, coaching and succession across the practice
Attend interviews in person throughout the application process

Requirements

What you’ll need

Bachelor's degree in Business, Commerce, Finance, Law, Information Systems or a related field, or equivalent practical experience
12+ years of experience in financial services regulatory compliance, risk management, operations or management consulting
5+ years of leadership experience managing consultants, managers or multidisciplinary delivery teams
Proven track record of leading complex client engagements end to end for Canadian financial institutions
Strong working knowledge of the Canadian regulatory landscape, including CIRO, CSA and provincial securities regulators, OSFI and FINTRAC
Demonstrated experience designing target operating models, policies and procedures, and control frameworks
Experience supporting business development, including proposals, statements of work, pricing and client presentations
Proven ability to communicate with senior executives and boards and translate regulatory and operational issues into business impacts and action plans
Strong organizational skills, attention to detail, documentation quality and process discipline
Ability to manage multiple concurrent engagements
Based in the Greater Toronto Area, with ability to travel to client sites as required
Background check including employment verification, education verification, credit inquiry and Canadian criminal record check
Preferred: MBA or professional designation such as CPA, CFA, CIPP, CAMS, PRM/FRM or PMP
Preferred: Management consulting experience serving Canadian financial institutions
Preferred: CIRO dealer operations experience
Preferred: AML/ATF program design or regtech rollout experience
Preferred: Knowledge of OSFI guidelines E-21, E-23, B-10 and B-13
Preferred: Training program or learning content design experience
Preferred: Familiarity with COSO ERM, Three Lines Model, Lean or Six Sigma
Preferred: Exposure to AI, automation, digital onboarding or data platforms in regulated environments
Preferred: Experience connecting advisory work to software implementations
Preferred: Published thought leadership or conference speaking experience
High standards for integrity, confidentiality and client data protection

Benefits

Comp & perks

Medical, dental, life and vision insurance
RRSP program with company match
Paid parental leave
Competitive vacation days
Medical insurance starts immediately upon hire
Flexible work arrangements
Technology and other resources to enable effective work from home
Potential eligibility for discretionary bonuses/incentives
Potential eligibility for restricted stock units
Basic home office setup support/requirement for hybrid work