Risk Manager

CI Financial

. Build, enhance, and operate the firm’s Operational Risk and Control environment for Wealth Management .

Posted 11/3/2026full-timeUnited StatesSeniorLead💰 $110,000 - $150,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in Internal Controls over Financial Reporting, Risk and Control Self-Assessments, and control design and testing. Capable of translating complex risks into actionable tasks while collaborating with cross-functional teams to enhance operational risk management.

Highest-signal resume keywords

Internal Controls Over Financial ReportingRisk And Control Self-AssessmentsControl Design And Operating Effectiveness TestingCPA Or Relevant Audit CertificationsMetricStream Knowledge

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Control TestingRisk MitigationQuality AssuranceControl Performance MonitoringBusiness Procedure Development

Soft Skills

CollaborationCommunicationAnalytical Thinking

Tools & Technologies

MetricStreamSalesForceAddeparWorkday

Certifications & Qualifications

CPAAudit Certifications

Industry Keywords

Financial ServicesOperational RiskControl EnvironmentSOX 404SOC Reporting

About the role

Key responsibilities & impact

Build, enhance, and operate the firm’s Operational Risk and Control environment for Wealth Management
Design, implement, monitor, and test controls
Execute, supervise and/or perform quality assurance of control performance for contract to billing, money movement, trade execution, and custodian user access and segregation of duty reviews
Conduct design and operating effectiveness control testing
Develop and maintain business procedures, playbooks, and guidance
Translate complex risks and control remediation plans into clear, actionable tasks
Partner with Compliance, Finance, Operations, and IT on strategic priorities, risk mitigation, and control execution
Support special projects and ad hoc analyses related to corporate strategy, acquisition integration, and control establishment
Prepare reports, dashboards, and risk insights for senior leadership

Requirements

What you’ll need

Hands-on knowledge of Internal Controls over Financial Reporting / SOX 404, Risk and Control Self-Assessments (RCSA), SOC reporting, control design and operating effectiveness testing, and remediation
4-8+ years of experience in the financial services industry preferred
Bachelor's degree required
CPA or relevant audit certifications a plus
Knowledge of MetricStream, SalesForce, Addepar and Workday a plus
Knowledge of IT General Controls a plus
Must be 18 years of age or older
Must have unrestricted work authorization to work in the United States
For U.S. employment opportunities, Corient hires U.S. citizens or permanent residents, subject to stated exceptions
Must be willing to execute Corient’s Employee Agreement or Confidentiality and Non-Disclosure Agreement

Benefits

Comp & perks

401(k) Plan with Employer Matching
Four Medical Plan options that is generously subsidized by Corient
Employer paid Dental, Vision & Life and AD&D Insurance
Employer paid Short-term & Long-term Disability
Paid Maternity & Parental Leave
Flexible Spending Accounts & Health Savings Accounts
Dependent Care FSA
Commuter & Transit FSA
Corporate Discount Program - Perkspot
Training Reimbursement
Paid Professional Designations
Giving back to the community - Volunteer days