Senior Risk Analyst

CI Financial

. Build, enhance, and operate the firm’s Operational Risk and Control environment for Wealth Management .

Posted 11/3/2026full-timeUnited StatesSenior💰 $90,000 - $112,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in Internal Controls over Financial Reporting, Risk and Control Self-Assessments, and control design and testing. Proficient in collaborating with cross-functional teams to enhance operational risk management and execute strategic priorities.

Highest-signal resume keywords

Internal Controls Over Financial ReportingRisk And Control Self-AssessmentsControl Design And Operating Effectiveness TestingAudit CertificationsSalesForce

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Control TestingRisk MitigationControl RemediationQuality AssuranceProcess Automation

Soft Skills

CollaborationCommunicationAnalytical Thinking

Tools & Technologies

MetricStreamAddeparWorkday

Certifications & Qualifications

Relevant Audit Certifications

Industry Keywords

Financial ServicesOperational RiskComplianceCorporate Strategy

About the role

Key responsibilities & impact

Build, enhance, and operate the firm’s Operational Risk and Control environment for Wealth Management
Design and implement controls; monitor and test controls
Execute, supervise and/or perform QA of IT General Controls and Custodian User Access and Segregation of Duty Reviews
Conduct design and operating effectiveness control testing
Develop and maintain business procedures, playbooks, and guidance
Translate complex risks and control remediation plans into clear, actionable tasks
Partner with Compliance, Finance, Operations, and IT on strategic priorities, risk mitigation, and control execution
Support special projects and ad hoc analyses related to corporate strategy, acquisition integration, and control establishment
Prepare reports, dashboards, and risk insights for senior leadership

Requirements

What you’ll need

Hands-on knowledge of Internal Controls over Financial Reporting / SOX 404, Risk and Control Self-Assessments (RCSA), SOC reporting, control design and operating effectiveness testing, and remediation
3-6 years of experience in the financial services industry preferred
Bachelor's degree required
Relevant audit certifications a plus
Knowledge of SalesForce, Addepar and Workday a plus
Experience in implementing MetricStream a plus
Experience in implementing AI for process automation a plus
Must be 18 years of age or older
Must have unrestricted work authorization to work in the United States
For U.S. employment opportunities, Corient hires U.S. citizens or permanent residents, with stated exceptions
Must be willing to execute Corient’s Employee Agreement or Confidentiality and Non-Disclosure Agreement

Benefits

Comp & perks

401(k) Plan with Employer Matching
Four Medical Plan options that is generously subsidized by Corient
Employer paid Dental, Vision & Life and AD&D Insurance
Employer paid Short-term & Long-term Disability
Paid Maternity & Parental Leave
Flexible Spending Accounts & Health Savings Accounts
Dependent Care FSA
Commuter & Transit FSA
Corporate Discount Program - Perkspot
Training Reimbursement
Paid Professional Designations
Giving back to the community - Volunteer days