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Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in directing complex regulatory reviews within financial institutions, with a strong focus on stakeholder engagement, governance, and evidence management. Capable of translating regulatory requirements into actionable deliverables while ensuring quality assurance and compliance.
Highest-signal resume keywords
Regulatory Review ManagementStakeholder EngagementEvidence Submission CoordinationRemediation PlanningGovernance and Oversight
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Regulatory ReviewEvidence Quality AssuranceStatutory Notice InterpretationRemediation PlanningScope ControlCritical Path ManagementBudget ManagementRisk ManagementData ProductionDocument Request Management
Soft Skills
Exceptional CommunicationInfluencing SkillsConstructive ChallengeExecutive Stakeholder ManagementJudgement
Industry Keywords
Financial InstitutionRegulatory ComplianceThird-Party Risk ManagementSupplier GovernanceAudit Trail
About the role
Key responsibilities & impact- Direct complex regulatory reviews within a major financial institution
- Engage transparently and credibly with regulators, Legal and Compliance teams, senior stakeholders, Managing Directors, and cross-functional programme teams
- Interpret statutory notices and terms of reference and translate requirements into clear deliverables
- Establish Board and executive oversight, governance, decision rights, accountable ownership, and robust programme controls
- Coordinate complete, accurate, and traceable evidence submissions
- Manage regulatory interviews, document requests, data production, and responses across business and control functions
- Convert regulatory findings into prioritised, sustainable remediation plans
- Provide independent challenge and assurance over evidence quality and sustainability
- Manage programme critical paths, dependencies, resources, budgets, risks, issues, and deliverables against regulatory deadlines
- Produce concise, evidence-based reporting for senior management, Board committees, and regulatory stakeholders
Requirements
What you’ll need- Proven experience directing complex regulatory reviews within a major financial institution
- Credible senior-level engagement with regulators, Legal and Compliance teams
- Exceptional communication, influencing, constructive challenge, and executive stakeholder management skills
- Experience operating with cross-functional teams and programmes, Managing Directors, and regulators
- Ability to interpret statutory notices and terms of reference and translate requirements into deliverables
- Ability to maintain disciplined scope control
- Ability to establish Board and executive oversight and governance, clear decision rights, accountable ownership, and robust programme controls
- Expertise coordinating complete, accurate, and traceable evidence submissions, including quality assurance, version control, and defensible audit trails
- Experience managing regulatory interviews, document requests, data production, and responses across multiple business and control functions
- Proven ability to convert findings into prioritised, sustainable remediation plans with clear owners, milestones, outcomes, and closure evidence
- Ability to test the quality and sustainability of evidence artefacts and escalate weaknesses or delivery risks promptly
- Strong management of critical paths, dependencies, resources, budgets, risks, issues, and deliverables against regulatory deadlines
- Exceptional judgement and communication skills for concise, evidence-based reporting to senior management, Board committees, and regulatory stakeholders
- Third-party risk expertise in TPRM, supplier governance, outsourcing, supplier assurance, critical third-party oversight, and supplier risk remediation preferred but not essential
Benefits
Comp & perks- Hybrid working model: 3 days onsite
- Contract engagement of up to 12 months
- Payroll provider support through Rockford Payroll / Rockford Pay