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Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in directing complex regulatory reviews within financial institutions, with a strong focus on stakeholder engagement, evidence submission coordination, and remediation planning. Capable of establishing governance frameworks and managing critical paths to ensure compliance with regulatory deadlines.
Highest-signal resume keywords
Regulatory Review ManagementStakeholder EngagementEvidence Submission CoordinationRemediation PlanningGovernance Framework Establishment
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Regulatory ReviewEvidence SubmissionRemediation PlanningProgramme Control ImplementationStatutory Notice InterpretationQuality AssuranceVersion ControlData Production ManagementCritical Path ManagementBudget Management
Soft Skills
Exceptional CommunicationInfluencing SkillsConstructive ChallengeExecutive Stakeholder ManagementJudgement
Industry Keywords
Financial InstitutionRegulatory ComplianceThird-Party Risk ManagementSupplier GovernanceSupplier Assurance
About the role
Key responsibilities & impact- Direct complex regulatory reviews within a major financial institution
- Engage transparently and in a controlled, timely manner with regulators, Legal and Compliance teams, senior stakeholders, Managing Directors, and cross-functional programme teams
- Interpret statutory notices and terms of reference and translate requirements into clear deliverables
- Establish Board and executive oversight, governance, decision rights, accountable ownership, and programme controls
- Coordinate complete, accurate, and traceable evidence submissions
- Manage regulatory interviews, document requests, data production, and responses across business and control functions
- Convert regulatory findings into prioritised, sustainable remediation plans with clear owners, milestones, outcomes, and closure evidence
- Provide independent challenge and assurance over evidence artefacts and escalate weaknesses or delivery risks
- Control critical paths, dependencies, resources, budgets, risks, issues, and deliverables against regulatory deadlines
- Produce concise, evidence-based reporting for senior management, Board committees, and regulatory stakeholders
Requirements
What you’ll need- Proven experience directing complex regulatory reviews within a major financial institution
- Credible senior-level engagement with regulators, Legal and Compliance teams
- Exceptional communication, influencing, constructive challenge, and executive stakeholder management skills
- Experience operating with cross-functional teams and programmes, Managing Directors, and regulators
- Ability to interpret statutory notices and terms of reference and translate requirements into clear deliverables
- Strong scope-control capabilities
- Ability to establish Board and executive oversight and governance
- Ability to define clear decision rights and accountable ownership
- Experience implementing robust programme controls
- Expertise coordinating complete, accurate, and traceable evidence submissions, including quality assurance, version control, and defensible audit trails
- Experience managing regulatory interviews, document requests, data production, and responses across multiple business and control functions
- Proven ability to convert findings into prioritised, sustainable remediation plans with owners, milestones, outcomes, and closure evidence
- Ability to independently test evidence quality and sustainability and promptly escalate weaknesses or delivery risks
- Strong management of critical paths, dependencies, resources, budgets, risks, issues, and deliverables against regulatory deadlines
- Exceptional judgement and communication skills for concise, evidence-based reporting to senior management, Board committees, and regulatory stakeholders
- Preferred but not essential: experience in TPRM, supplier governance, outsourcing, supplier assurance, critical third-party oversight, and supplier risk remediation
Benefits
Comp & perks- Hybrid model with 3 days onsite
- Contract engagement of up to 12 months
- Payroll provider support through Rockford Payroll / Rockford Pay
