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Control, Risk and Compliance Analyst
Desjardins. Serve as the senior compliance officer for the distribution of savings and investment products .
Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in compliance management for financial products, with a strong focus on operational risk assessment, internal control monitoring, and adherence to legislation such as PCMLTFA. Proficient in preparing reports and liaising with stakeholders to ensure execution quality and corrective measures.
Highest-signal resume keywords
Compliance ManagementOperational Risk AssessmentPCMLTFA ComplianceReport PreparationStakeholder Liaison
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Operational Risk ManagementInternal Control MonitoringFinancial Product LegislationBusiness Continuity PlanningRisk and Control Self-Assessment
Soft Skills
Business InsightAbility to Manage Complexity
Certifications & Qualifications
Mutual Fund Representative Certificate
Industry Keywords
Savings and Investment ProductsMoney Laundering LegislationTerrorist Financing LegislationFinancial Services StandardsDesjardins Components
About the role
Key responsibilities & impact- Serve as the senior compliance officer for the distribution of savings and investment products
- Prepare reports and present them to the relevant bodies
- Liaise with relevant Desjardins components
- Manage activities related to operational risk, including risk and control self-assessment, the input of operational losses, the business continuity plan and information security
- Monitor the internal control system
- Ensure that supervisory controls are completed and be responsible for execution quality
- Complete certain supervisory controls
- Help managers identify and implement corrective measures
- Ensure that activities related to money laundering and terrorist financing legislation (PCMLTFA) are carried out
- Comply with policies, practices and standards, as well as legislation governing the distribution of financial products and services
- Conduct operational and preliminary analyses, provide oversight and prevention, support professionals, prepare opinions and implementation plans, interact with stakeholders, and assist clients and partners
Requirements
What you’ll need- Bachelor's degree in a related field
- A minimum of two years of relevant experience
- Other combinations of qualifications and relevant experience may be considered
- Mutual fund representative certificate – Autorité des marchés financiers
- Knowledge of French is required
- Business insight
- Ability to manage complexity
- Knowledge of policies, practices and standards, as well as legislation governing the distribution of financial products and services
Benefits
Comp & perks- Competitive salary and annual bonus
- 4 weeks of flexible vacation starting in the first year
- Defined benefit pension plan that provides predictable, stable income throughout retirement
- Group insurance including telemedicine
- Reimbursement of health and wellness expenses and telework equipment