Trade Reporting Analyst

DriveWealth

. Monitor TRF and ORF submissions overnight for health, rejections, and out-of-tolerance conditions .

Posted 10/8/2026full-timeSeoul • South KoreaJuniorMid-Level💰 $30,000 - $40,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in FINRA trade reporting, including TRF, CAT, and EBS submissions, while ensuring compliance with regulatory obligations. Possesses strong analytical skills to identify patterns and recommend process improvements in financial services operations.

Highest-signal resume keywords

FINRA Trade ReportingRegulatory ReportingFinancial Services OperationsStrong Written CommunicationAttention to Detail

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Trade SupportRegulatory Transaction ReportingData AnalysisProcess ImprovementMonitoring ActivityEscalation ManagementReport PreparationDeadline ManagementAutomation Improvement

Soft Skills

OwnershipDisciplined ExecutionEffective PrioritizationSound JudgmentImpeccable Integrity

Tools & Technologies

EBS Submission QueueCAT SubmissionsTRF Opening Rejection Repair Process

Industry Keywords

FINRASECMiFID IIEMIRU.S. Overnight Trading Session

About the role

Key responsibilities & impact

Monitor TRF and ORF submissions overnight for health, rejections, and out-of-tolerance conditions
Execute the 9:00pm (NYC Time) TRF opening rejection repair process, correcting and resubmitting failed trade reports within FINRA's reporting windows
Review and manage the EBS submission queue, escalating unresolved items to the U.S. team
Confirm successful completion of CAT submissions, investigating and escalating failures
Prepare detailed end-of-shift reports summarizing exceptions, open items, and notable activity for the incoming U.S. team
Escalate unresolved or high-severity issues promptly and determine when immediate U.S. involvement is required
Maintain organized, auditable records of monitoring activity, repairs, and escalations in line with written supervisory procedures
Build familiarity with FINRA/SEC trade reporting rules to identify patterns and recommend process improvements
Partner with Engineering and Brokerage Operations to improve automation and reliability of overnight monitoring workflows

Requirements

What you’ll need

Minimum 2+ years of experience in financial services operations, trade support, or regulatory reporting
Direct exposure to FINRA trade reporting (TRF/CAT/EBS) or equivalent regulatory transaction reporting (e.g., MiFID II or EMIR transaction reporting) is a plus
Ability to work a shift aligned to the U.S. overnight trading session
A track record of ownership and disciplined execution in high-stakes, deadline-driven environments
Ability to prioritize effectively and know when to escalate versus resolve independently
Strong written communication skills
Impeccable integrity, sound judgment, high attention to detail, and respect for risk, controls, and regulatory obligations
Bachelor's degree (or local equivalent post-secondary qualification) in Finance, Business, or a related field, or equivalent professional experience
Legal right to work in South Korea at the time of application
Original documentation verifying work authorization required on or before the first day of employment

Benefits

Comp & perks

Competitive compensation
Equity
401(k) match
Medical insurance
Dental insurance
Vision insurance
Disability insurance
Paid Parental Leave
Wellness reimbursement
Company-provided phone
Personal development allowance
Generous Paid Time Off (PTO)
Observed holidays
Bonus
Heavily subsidized benefits and perks