Transaction Reporting Analyst

DriveWealth

. Monitor TRF and ORF submissions overnight for health, rejections, and out-of-tolerance conditions .

Posted 11/12/2026full-timeGujarat International Finance Tec-City • IndiaJuniorMid-LevelWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in FINRA trade reporting, including TRF, CAT, and EBS submissions, while maintaining high attention to detail and integrity in regulatory compliance. Capable of effective communication and collaboration across teams to enhance operational workflows and resolve issues promptly.

Highest-signal resume keywords

FINRA Trade ReportingRegulatory ReportingAttention To DetailWritten CommunicationFinancial Services Operations

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Trade SupportRegulatory Transaction ReportingEBS Submission ManagementCAT Submission ConfirmationTRF Opening Rejection RepairMonitoring Activity DocumentationProcess Improvement RecommendationsEscalation ManagementData AnalysisOperational Workflow Automation

Soft Skills

Effective PrioritizationSound JudgmentImpeccable IntegrityCollaborationProblem Solving

Industry Keywords

FINRASECMiFID IIEMIRFinancial ServicesRegulatory ComplianceTrade ReportingU.S. Overnight Trading SessionGIFT CityBusiness Degree

About the role

Key responsibilities & impact

Monitor TRF and ORF submissions overnight for health, rejections, and out-of-tolerance conditions
Execute the 9:00pm NYC Time TRF opening rejection repair process, correcting and resubmitting failed trade reports within FINRA reporting windows
Review and manage the EBS submission queue, escalating unresolved items to the U.S. team
Confirm successful completion of CAT submissions, investigating and escalating failures
Prepare detailed end-of-shift reports summarizing exceptions, open items, and notable activity for the incoming U.S. team
Escalate unresolved or high-severity issues promptly
Maintain organized, auditable records of monitoring activity, repairs, and escalations in line with written supervisory procedures
Build familiarity with FINRA/SEC trade reporting rules to identify patterns and recommend process improvements
Partner with Engineering and Brokerage Operations to improve automation and reliability of overnight monitoring workflows
Work cross-functionally with Brokerage Operations, Compliance, and the U.S.-based Trade Reporting team

Requirements

What you’ll need

Minimum 2+ years of experience in financial services operations, trade support, or regulatory reporting
Direct exposure to FINRA trade reporting (TRF/CAT/EBS) or equivalent regulatory transaction reporting (e.g., MiFID II or EMIR transaction reporting) is a plus
Ability to work a shift aligned to the U.S. overnight trading session; shift starts at 6:30 AM IST
Ability to prioritize effectively and know when to escalate versus resolve independently
Strong written communication skills
Impeccable integrity, sound judgment, high attention to detail, and respect for risk, controls, and regulatory obligations
Bachelor's degree (or local equivalent post-secondary qualification) in Finance, Business, or a related field, or equivalent professional experience
Legal right to work in India at the time of application
Ability to work a fixed shift starting at 6:30 AM IST in GIFT City, India

Benefits

Comp & perks

Equity
401(k) match
Medical insurance
Dental insurance
Vision insurance
Disability insurance
Paid Parental Leave
Wellness reimbursement
Company-provided phone
Personal development allowance
Paid Time Off (PTO)
Observed holidays
Competitive compensation
Bonus
Heavily subsidized benefits and perks
Hybrid work schedule