Internal Audit and Risk Advisory Manager

EisnerAmper

. Oversee internal audit and risk management engagements for broker/dealer, fintech, PE, RIA, life sciences, and national security clients .

Posted 9/18/2026full-timeNew York City • New Jersey • United StatesMid-LevelSeniorWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in internal audit and risk management, with a strong focus on financial services, including broker/dealer and fintech sectors. Proficient in managing SOX 404 engagements, conducting risk assessments, and maintaining client relationships while ensuring engagement profitability.

Highest-signal resume keywords

Internal Audit ManagementSOX 404 EngagementsRisk AssessmentsClient Relationship ManagementProfessional Certification (CIA or CPA)

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Internal Control TestingRisk-Based MethodologyAccountingAudit ExperienceControls ReviewSegregation of Duties ReviewFinancial Services ExposureProject ManagementEngagement Profitability TrackingBudget Management

Soft Skills

Problem SolvingClient Issue ResolutionDetail OrientationCommunicationLeadership

Tools & Technologies

Current Technology UtilizationAudit Software

Certifications & Qualifications

CIACPA

Industry Keywords

Broker/DealerFintechPrivate Equity (PE)Registered Investment Advisor (RIA)Life SciencesNational SecurityAdvisory ServicesProfessional Services

About the role

Key responsibilities & impact

Oversee internal audit and risk management engagements for broker/dealer, fintech, PE, RIA, life sciences, and national security clients
Project manage SOX 404 engagements, including walkthroughs, internal control testing, and client management status updates
Prepare scoping and risk assessments for Internal Audit using a risk-based methodology
Prepare Audit Committee presentations and attend meetings when necessary
Lead Internal Audit Co-Sourcing/Outsourcing, SOX Management Assist, Risk Assessments, Segregation of Duties Reviews, Internal Controls Reviews, and Special Projects
Maintain client relationships and tailor engagements to client needs and expectations
Maintain responsibility for engagement profitability and track budget-to-actual results
Identify and solve client issues with the client and Partner
Review work from big-picture and detail perspectives
Own client relationships beyond the current project lifecycle and anticipate resource and staffing needs
Remove barriers when necessary

Requirements

What you’ll need

Professional Certification, such as CIA or CPA required
Bachelor’s degree in relevant discipline (e.g., Accounting, Auditing, or Related Field) required
3+ years management experience
5+ years working in internal audit, consulting, advisory services, or a related field, either in professional services or combination professional service organization/industry
Strong financial services exposure including broker dealer, fintech, RIA, PE, and wealth advisors
Firm understanding of accounting and audit experience as well as controls
Ability to use current technology and tools to enhance deliverables and services
May be required to occasionally work extended hours or travel to different firm offices and/or client locations

Benefits

Comp & perks

Flexibility to manage days in support of work/life balance
Culture recognized with multiple top “Places to Work” awards
Work in a diverse and inclusive culture
Travel and work-from-different-offices opportunities as part of the role