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Risk Management Manager, Financial Advisory Services
EisnerAmper. Serve as risk management leader for the Financial Advisory Services practice .
Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in risk management, compliance, and regulatory frameworks within financial advisory services, with a strong focus on bankruptcy and complex litigation. Proficient in drafting and negotiating various agreements while ensuring adherence to independence and conflict-of-interest requirements.
Highest-signal resume keywords
Risk Management LeadershipBankruptcy EngagementsIndependence and Conflicts ComplianceContract NegotiationAnalytical and Investigative Skills
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Risk ManagementComplianceContract DraftingBankruptcy ProceduresFinancial Advisory ServicesQuality ControlRegulatory Risk AssessmentEngagement Letter ReviewClaims AdministrationConflict-Checking Software
Soft Skills
Strong Communication SkillsCritical ThinkingProblem-SolvingRelationship-BuildingIntegrity
Certifications & Qualifications
CPACIRACFEJuris DoctorMaster's Degree
Industry Keywords
Financial Advisory ServicesProfessional ServicesComplex LitigationRestructuringAssignment for the Benefit of CreditorsEnterprise Risk ManagementLitigation OversightOperational RiskStatutes and Case LawRisk Management Frameworks
About the role
Key responsibilities & impact- Serve as risk management leader for the Financial Advisory Services practice
- Partner with FAS leadership and engagement teams to identify and address professional, regulatory, and operational risks
- Draft, review, and negotiate NDAs, engagement letters, client agreements, vendor agreements, subcontractor agreements, consulting agreements, employment agreements, and contractor agreements
- Advise engagement teams on risk issues across restructuring, bankruptcy, complex litigation, and financial advisory engagements
- Support ABC engagements regarding creditor notices, claims administration, bonding requirements, and asset sale or liquidation processes
- Support bankruptcy engagements regarding retention applications, fee examiner and fee application requirements, and bankruptcy court rules
- Advise on independence, conflicts, and disclosure obligations, including expert testimony matters
- Identify, assess, remediate, and escalate operational, contractual, and regulatory risks
- Develop and manage the Enterprise Risk Management program for ABC entities and the broader FAS practice
- Coordinate with insurance brokers and carriers on coverage questions and claims
- Oversee litigation matters involving ABC portfolio entities and other FAS matters
- Supervise client proposal and acceptance processes for independence and conflicts compliance
- Track statutes, case law, bankruptcy rules, and professional standards across jurisdictions and create practical guidance and checklists
- Monitor engagements for developing risk issues and escalate matters to leadership
- Partner with information security and technology teams on controls for confidential and privileged information
- Develop and deliver risk management training
- Maintain the practice risk register and provide periodic reporting to FAS and firm leadership
- Support incident response and root-cause reviews
- Serve as a resource on engagement letters, scope changes, and contract matters
- Partner with Human Resources on policy development, employee relations, and compliance matters
Requirements
What you’ll need- Bachelor's degree in accounting, finance, business administration, or a related field
- 8+ years of experience in risk management, quality control, compliance, or a related function within a professional services organization such as a CPA firm, law firm, or consulting firm
- Working understanding of restructuring, bankruptcy, complex litigation, or other financial advisory engagements, including Assignment for the Benefit of Creditors (ABC) matters
- Working knowledge of independence and conflicts-of-interest requirements applicable to a professional services firm
- Preferred/desired: Juris Doctor, Master's degree, or equivalent advanced degree
- Preferred/desired: CPA, CIRA, CFE, or similar professional credential
- Preferred/desired: Direct experience with ABC engagements, bankruptcy court procedures, complex litigation and expert testimony, financial advisory services, conflicts-checking software, risk management frameworks such as COSO ERM, practitioner training, and workflow/process improvement
- Strong analytical and investigative skills
- Ability to work across multiple levels of leadership and handle confidential information with integrity
- Strong written and verbal communication skills
- Strong critical thinking, problem-solving, and relationship-building skills
Benefits
Comp & perks- Flexibility to manage days in support of work-life balance
- Culture recognized with multiple top "Places to Work" awards
- Inclusive culture bringing together different cultures, ideas, and experiences
- Merit-based employment
- Accommodations available to complete the application