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Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in leading regional teams of retirement advisers, executing growth strategies, and ensuring regulatory compliance. Proficient in utilizing Empower products and services while fostering high performance and career development within the team.
Highest-signal resume keywords
Leadership PrinciplesFINRA RegistrationsFinancial Services KnowledgeCoaching and TrainingPerformance Goal Achievement
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Defined Contribution PlansWealth Accumulation StrategiesRegulatory ComplianceBudget ManagementSales PresentationsBehavioral Change StrategiesFinancial Services Designations
Soft Skills
Influencing OthersTeam BuildingCoachingEngagementCommunication
Tools & Technologies
Empower Technology ResourcesMS WordMS ExcelMS PowerPointMS Outlook
Certifications & Qualifications
FINRA 6FINRA 63FINRA 26FINRA 65CFPChFCCRCCRPC
Industry Keywords
Financial Services IndustryDefined Contribution IndustryRetirement AdvisersManaged AccountsCorporate PoliciesStakeholder Partnerships
About the role
Key responsibilities & impact- Lead and manage a regional team of retirement advisers and/or counselors
- Execute a regional growth strategy and business plan to maximize defined contribution plan participation, assets and savings rates
- Improve participants’ diversification and wealth accumulation and distribution strategies
- Maximize adoption and use of Empower products and services, including Managed Accounts through Empower Advisory Services
- Foster safety, autonomy, accountability, support, coaching, feedback, high performance, engagement, learning and career development
- Ensure consistent service-model execution using Empower technology resources and counseling processes
- Adhere to corporate policies and procedures
- Track and monitor records to ensure regulatory and fiduciary compliance as Supervising Principal
- Facilitate training on service activities, compliance requirements and corporate/industry policies and procedures
- Build partnerships with regional personnel, plan sponsors and internal/external stakeholders
- Analyze and control expenditures within budgetary requirements
- Participate in sales presentations with Regional Sales Directors and senior management
- Perform duties inherent in a supervisory position
- Develop relationships and navigate prospective accounts in an assigned geographic area
Requirements
What you’ll need- Bachelor’s degree in Business or related field preferred
- 7–10 years of experience in the Financial Services industry
- Understanding of management, training, coaching and leadership principles
- General understanding of technology software
- Ability to utilize MS Word, Excel, PowerPoint and Outlook and learn new systems
- Demonstrated ability to influence and persuade others, drive behavioral change and personal development, identify and execute strategies supporting organizational initiatives, and exceed corporate goals
- FINRA 6, 63, 26 and 65 registrations required within established timelines; at least two registrations required for consideration
- FINRA fingerprinting required
- Applicants must be authorized to work for any employer in the U.S.; no employment visa sponsorship or takeover of sponsorship, including CPT/OPT
- Previous management experience preferred
- Knowledge of financial services and defined contribution industries and associated products and services preferred
- Financial services designations preferred, such as CFP, ChFC, CRC or CRPC, or ability to obtain one within the first year
- Demonstrated success in achieving or exceeding performance goals in prior roles
- For remote/hybrid positions, reliable high-speed internet with a wired connection and a suitable home workspace are required
Benefits
Comp & perks- Medical, dental, vision and life insurance
- Retirement savings – 401(k) plan with generous company matching contributions (up to 6%), financial advisory services, potential company discretionary contribution, and a broad investment lineup
- Tuition reimbursement up to $5,250/year
- Business-casual environment that includes the option to wear jeans
- Generous paid time off upon hire – including a paid time off program plus ten paid company holidays and three floating holidays each calendar year
- Paid volunteer time — 16 hours per calendar year
- Leave of absence programs – including paid parental leave, paid short- and long-term disability, and Family and Medical Leave (FMLA)
- Business Resource Groups (BRGs) open to all
- Bonus program opportunity for non-sales positions
- Sales incentives and, in some instances, a bonus plan for sales positions
- Reliable high-speed internet and a suitable home workspace required for remote/hybrid positions
- Necessary computer equipment provided
