Investment Advisor

Empower

. Service individual clients and brokerage customers within taxable brokerage and IRA accounts .

Posted 10/12/2026full-timeRemote • United StatesMid-LevelSenior💰 $55,300 - $76,075 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in financial customer service, including brokerage and mutual fund trading, while providing tailored investment advice and conducting comprehensive client reviews. Proficient in compliance and regulatory requirements, ensuring a high-quality client experience through effective communication and proactive engagement.

Highest-signal resume keywords

FINRA Series 7 RegistrationFINRA Series 63 RegistrationFINRA Series 65 RegistrationBrokerage Trading ExperienceFinancial Customer Service Experience

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

Brokerage TradingMutual Fund TradingFinancial PlanningClient EnrollmentInvestment Advice

Soft Skills

Strong Written CommunicationStrong Verbal CommunicationPresentation SkillsProactive Follow-Up

Tools & Technologies

High-Speed InternetWired Internet Connection

Certifications & Qualifications

FINRA FingerprintingBachelor’s Degree

Industry Keywords

IRA AccountsTaxable Brokerage AccountsRetail Client EducationCompliance RequirementsWealth Advisor Team

About the role

Key responsibilities & impact

Service individual clients and brokerage customers within taxable brokerage and IRA accounts
Enroll new clients
Conduct annual and mid-year reviews for existing clients
Provide direct best-interest investment advice to Premier IRA customers
Execute brokerage trades for IRA and taxable brokerage customers
Educate retail clients on advisory services and retirement-goal options
Understand clients’ financial goals and explain managed account service offerings
Follow compliance, risk, policy, and regulatory requirements
Perform aspects of financial planning for customers
Identify client needs, leads, and referral opportunities for the Wealth Advisor Team
Drive new business opportunities
Deliver an efficient and responsive client experience through ownership, accurate information, and proactive follow-up

Requirements

What you’ll need

Bachelor’s degree or equivalent work experience
4+ years of financial customer service experience
Brokerage and mutual fund trading experience
FINRA Series 7 and Series 63 and 65, or Series 66, registrations
FINRA fingerprinting required
Strong written, verbal, and presentation skills
Retail, IRA, and/or 401(k) customer service experience
Applicants must be authorized to work for any employer in the U.S.
Unable to sponsor or take over sponsorship of an employment visa, including CPT/OPT
Reliable high-speed internet with a wired connection
Fiber, cable, or DSL internet service
A home workspace with limited disruption

Benefits

Comp & perks

Medical, dental, vision and life insurance
401(k) plan with generous company matching contributions (up to 6%)
Financial advisory services
Potential company discretionary contribution
Broad investment lineup
Tuition reimbursement up to $5,250/year
Business-casual environment including the option to wear jeans
Generous paid time off upon hire
Paid time off program
Ten paid company holidays
Three floating holidays each calendar year
Paid volunteer time — 16 hours per calendar year
Paid parental leave
Paid short- and long-term disability
Family and Medical Leave (FMLA)
Business Resource Groups (BRGs)
Flexible work environment
Other necessary computer equipment provided