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Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates extensive experience in compliance within financial services, with a strong focus on UK regulations and the ability to translate complex regulatory requirements into actionable policies and controls. Proficient in managing compliance workflows and providing strategic compliance advice to senior stakeholders.
Highest-signal resume keywords
5+ Years Compliance ExperienceUK Regulatory KnowledgeAI and Automation ExperiencePolicy Development ExpertiseStakeholder Management Skills
ATS Keywords
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Hard Skills
Compliance AdvisoryRegulatory Change ManagementPolicy DevelopmentData AnalysisWorkflow ToolsFinancial Promotions ReviewProduct GovernanceConduct Risk AssessmentCustomer Outcome PrinciplesTraining Development
Soft Skills
Strong JudgmentIndependenceConfidenceExcellent CommunicationAbility to Manage Priorities
Industry Keywords
Financial ServicesRegulated FintechInvestment FirmDigital PlatformConsumer DutyFinancial Ombudsman ServiceCryptoassetsCompliance WorkflowsRisk-Based ComplianceAuditable Framework
About the role
Key responsibilities & impact- Build, operate and quality-assure AI-enabled compliance workflows within a controlled and auditable framework
- Support the assessment and implementation of UK regulatory developments, including the upcoming FCA cryptoasset regulatory regime
- Translate regulatory requirements into practical policies, procedures, controls and business requirements
- Provide compliance input into product design, product reviews, target-market assessments, fair-value assessments and customer outcomes
- Develop and maintain compliance policies, monitoring plans, records, training and guidance
- Manage Compliance involvement in Financial Ombudsman Service complaints and identify relevant trends and root causes
- Review and approve financial promotions, providing practical and risk-based compliance advice
- Prepare regulatory updates, management information and briefing materials for senior stakeholders and governance forums
- Provide constructive challenge to business teams and escalate material or higher-risk matters as appropriate
- Work closely with the UK Head of Compliance, senior management, Group Compliance and business teams
Requirements
What you’ll need- 5+ years of relevant compliance experience within financial services, preferably in a regulated fintech, investment firm or digital platform
- Practical experience with AI, automation, data analysis or workflow tools
- Experience in regulatory change, policy development, compliance advisory or product governance
- Strong knowledge of UK regulations, including Consumer Duty, conduct risk and customer-outcome principles
- Ability to interpret complex regulatory requirements and turn them into practical controls and business processes
- Strong judgment, independence, and confidence when advising and challenging senior stakeholders
- Excellent written, verbal and stakeholder-management skills
- Ability to manage multiple priorities in a fast-paced environment
- Experience with financial promotions, complaints or digital assets and crypto is an advantage
Benefits
Comp & perks- Remote/hybrid work arrangement