Manager, Regulatory Reporting Data Analytics

Fidelity Investments

. Support regulatory reporting for Fidelity’s broker dealers and customer channels .

Posted 9/23/2026full-timeUnited StatesMid-LevelSenior💰 $80,000 - $153,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in regulatory reporting, data analysis, and quality control, with a strong focus on utilizing SQL, Oracle, and data visualization tools. Proficient in collaborating across teams to enhance reporting processes and implement AI/ML solutions.

Highest-signal resume keywords

Regulatory ReportingSQL ProficiencyData AnalysisAI/ML FamiliarityFINRA Series 7 License

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

SQLOracle DatabasesData VisualizationData ScienceData AnalysisData Quality TestingPython

Soft Skills

Analytical AbilityCollaboration

Tools & Technologies

ExcelAI ToolsMachine Learning Tools

Certifications & Qualifications

Bachelor’s DegreeFINRA Series 7 License

Industry Keywords

Regulatory ComplianceData GovernanceCustomer IdentificationTrading DataAccount Data

Tech Stack

Tools & technologies

OraclePythonSQL

About the role

Key responsibilities & impact

Support regulatory reporting for Fidelity’s broker dealers and customer channels
Analyze trading, customer identification, and account data for daily regulatory reporting operations
Perform proactive data analysis to improve reporting processes
Research and analyze data supporting responses to regulator and customer inquiries
Identify data anomalies and gaps, determine issue sources, and collaborate with product and operations teams on solutions
Explore and implement AI and machine learning solutions to automate, validate, and enhance regulatory reporting
Support data governance, quality control, and data mapping documentation
Design and perform acceptance testing for data quality in regulatory reporting systems and applications
Collaborate with Trading, Technology, Customer Support, Compliance, and Legal teams

Requirements

What you’ll need

Bachelor’s degree
FINRA Brokerage license Series 7 required within 6 months of hire
Proficiency with SQL, Oracle databases, Excel, data visualization tools, and general data science
Familiarity with AI/ML tools
Experience with Python is a plus
Highly analytical ability to comprehend large data sets, develop processes, perform calculations, identify anomalies, and produce reporting capabilities
Experience with trade and/or customer account data or regulatory trade reporting is a plus but not required
No immigration sponsorship provided
Subject to legal and regulatory restrictions related to certain Criminal Histories

Benefits

Comp & perks

Comprehensive health care coverage
Emotional well-being support
Market-leading retirement benefits
Generous paid time off
Parental leave
Charitable giving employee match program
Educational assistance, including student loan repayment
Tuition reimbursement
Learning resources for career development
Bonus or other variable compensation, depending on position and eligibility