Lawyer – Retail Investment Services

Financial Conduct Authority

. Advise on the application and effect of regulatory requirements and powers to ensure firms comply with applicable rules, legislation and law .

Posted 9/21/2026full-timeLondon • United KingdomMid-LevelSenior💰 £60,900 - £88,944 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in regulatory compliance, particularly within financial services law, and possesses strong analytical skills to develop policy and provide pragmatic legal solutions. Capable of advising on the Financial Services and Markets Act 2000 and FCA rules while fostering positive relationships and effective communication.

Highest-signal resume keywords

Qualified Lawyer3 Years PQEFinancial Services LawFCA Rules KnowledgePublic Law Experience

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Regulatory CompliancePolicy DevelopmentLegal AnalysisFCA Handbook DraftingFinancial Services and Markets Act 2000

Soft Skills

Analytical SkillsProblem-SolvingEffective CommunicationRelationship BuildingTeam Supervision

Certifications & Qualifications

SolicitorBarristerChartered Legal Executive

Industry Keywords

Public SectorPrivate PracticeRetail Investments LawFCA Supervisory PowersSecondary Legislation

About the role

Key responsibilities & impact

Advise on the application and effect of regulatory requirements and powers to ensure firms comply with applicable rules, legislation and law
Devise and implement creative and pragmatic solutions
Participate fully in the FCA’s supervisory and policy work
Develop policy and draft rules and guidance in the FCA Handbook
Take ownership and responsibility for actions
Supervise less experienced team members

Requirements

What you’ll need

Qualified lawyer (solicitor, barrister or Chartered Legal Executive or overseas equivalents)
Generally at least 3 years PQE in-house, public sector or private practice
Previous experience and understanding of public law and financial services law
Experience with the application and interpretation of the Financial Services and Markets Act 2000 (FSMA) and secondary legislation
Knowledge of FCA rules, policy making, and the FCA’s supervisory and regulatory powers
Well-developed analytical skills
Ability to learn new or novel legal issues quickly
Ability to create solutions and deliver pragmatic, outcome-focused advice
Ability to advise confidently and reasonedly and challenge appropriately
Ability to build and sustain positive relationships and communicate effectively
Knowledge of retail investments law is a strong advantage

Benefits

Comp & perks

25 days annual leave plus bank holidays
Non-contributory pension (8–12% depending on age)
Life assurance at eight times your salary
Private healthcare with Bupa
Income protection
24/7 Employee Assistance
35 hours of paid volunteering annually
Flexible benefits scheme designed around your lifestyle
Flexible working solutions, including part-time and job sharing where applicable