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FINRA

Associate Director, Human Resources

FINRA

. Manage day-to-day operations for an HR function such as Compensation, Benefits, Staffing, Training, or Organizational Development .

Posted 11/6/2026full-timeUnited StatesSenior💰 $131,200 - $238,300 per yearWebsite

Core Competencies

Role fit
Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in managing HR operations, including Compensation, Benefits, Staffing, and Training, while aligning HR strategies with business objectives. Proven ability to lead cross-functional teams and manage projects effectively, ensuring compliance with industry standards and organizational policies.

Highest-signal resume keywords
HR Operations ManagementProject ManagementQuantitative And Qualitative AnalysisCross-Functional Team LeadershipStrategic Business Planning

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills
Compensation ManagementBenefits AdministrationStaffing StrategiesTraining DevelopmentOrganizational DevelopmentPerformance Metrics EstablishmentCompliance ManagementFinancial Resource ManagementAnalytical SkillsPresentation Skills
Soft Skills
CollaborationInfluencing SkillsCommunication SkillsRelationship BuildingTeam Management
Tools & Technologies
HR SystemsProject Management ToolsPerformance Management SystemsCollaboration PlatformsVendor Management Systems
Certifications & Qualifications
Advanced DegreeRelevant HR Certification
Industry Keywords
FINRA ComplianceInvestor ProtectionMarket IntegrityEmployee ConfidentialityInvention Assignment Agreement

About the role

Key responsibilities & impact
  • Manage day-to-day operations for an HR function such as Compensation, Benefits, Staffing, Training, or Organizational Development
  • Develop, recommend, and execute strategic business plans for the function
  • Manage or assist with managing team resources, including people and financial resources
  • Lead the design and execution of major functional programs aligned with business priorities, policies, legislation, and compliance requirements
  • Manage individuals or lead cross-functional project teams on high-impact programs and initiatives
  • Establish performance standards and metrics to measure quality, employee impact, ROI, and team performance
  • Set short- and long-term strategic direction with senior HR leadership
  • Leverage and recommend systems and technology to improve efficiency, productivity, and employee processes
  • Monitor industry trends and external networks to identify improvements to the function
  • Build and maintain relationships with management at all levels
  • Align HR and functional strategy with business goals and objectives
  • Collaborate across HR functions to align priorities and resources
  • Partner with Corporate Communications, Office of General Counsel, Technology, and other teams
  • Manage or coordinate external vendors and assess their performance and quality standards
  • Demonstrate FINRA’s values
  • Collaborate in person and virtually in support of FINRA’s investor protection and market integrity mission

Requirements

What you’ll need
  • Bachelors degree with a minimum of seven years relevant experience
  • Experience managing people or cross-functional teams
  • In-depth project management skills
  • Strong quantitative and qualitative analytical skills
  • Proven ability to collaborate and influence to achieve outcomes
  • Experience working with Vice President level and above
  • Strong written and oral communication skills
  • Effective presentation skills
  • Advanced degree or relevant certification desirable
  • Extended hours and travel may be required
  • Ability to comply with FINRA’s Code of Conduct, investment restrictions, financial disclosure requirements, Employee Confidentiality and Invention Assignment Agreement, and nepotism policy

Benefits

Comp & perks
  • Discretionary bonus eligibility
  • Overtime pay for non-exempt employees
  • Comprehensive health, dental and vision insurance
  • Basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life insurance
  • Spouse/domestic partner and dependent accidental death and dismemberment insurance
  • Short- and long-term disability insurance
  • Long-term care insurance
  • Business travel accident insurance
  • Legal insurance
  • Immediate participation and vesting in a 401(k) plan with company match
  • Eligibility for an additional FINRA-funded retirement contribution
  • Tuition reimbursement
  • Commuter benefits
  • Adoption assistance
  • Backup family care
  • Surrogacy benefits
  • Employee assistance
  • Wellness programs
  • Paid time off starting at 15 days, increasing with years of service up to 25 days
  • 5 personal days
  • 9 sick days
  • Two volunteer service days
  • Military leave
  • Jury duty leave
  • Bereavement leave
  • Voting and election official leave
  • Care of a family member leave after 90 days of employment
  • Childbirth and parental leave after 90 days of employment
  • Nine paid holidays for full-time employees