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Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in managing financial services branches, ensuring compliance with regulatory guidelines, and implementing performance improvement strategies. Strong communication skills and proficiency in Microsoft applications support effective reporting and collaboration with teams.
Highest-signal resume keywords
Bachelor's Degree In Business Administration4+ Years Of Experience In ManagementStrong Knowledge Of Financial ProductsFINRA Series 7 And 65 Or 66Texas General Lines Agent License
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Branch Operations ManagementRisk MitigationCompliance MonitoringPerformance Improvement StrategiesReport PreparationPresentation Skills
Soft Skills
Excellent Written CommunicationExcellent Verbal CommunicationCollaboration
Tools & Technologies
Microsoft Computer Applications
Certifications & Qualifications
FINRA Series 24 Or 9/10Texas General Lines Agent License
Industry Keywords
Financial ServicesRegulatory GuidelinesCompliance RequirementsBranch PerformanceRisk Management
About the role
Key responsibilities & impact- Oversee the operations and compliance of the company's regional branches
- Ensure that all branches adhere to company policies and regulatory guidelines
- Identify and mitigate risks within the branches
- Work closely with sales teams to develop and implement strategies to achieve compliance requirements
- Monitor branch performance and provide guidance and support to improve performance
- Prepare reports and presentations to communicate branch performance to senior management
- Stay current with industry developments and regulations
- Collaborate with compliance and risk management teams to identify and mitigate risks
- Take action using Integrity, Caring, and Excellence to achieve all-win outcomes
Requirements
What you’ll need- Bachelor’s degree in business administration, finance, or related field; or equivalent experience
- 4+ years of experience in management and supervision of financial services branches
- Strong knowledge of financial products, services, and regulatory environment
- Excellent written and verbal communication skills
- Proficient in Microsoft computer applications
- FINRA Series 7 and 65 or 66
- FINRA Series 24 or 9/10; if 24, then Series 53 is required, or the ability to obtain within 120 days from employment
- Texas General Lines Agent License: Life, Accident, Health and HMO, or ability to obtain within 90 days
- Periodic travel for in-person team meetings
Benefits
Comp & perks- Medical, dental, vision, long-term disability, and life insurance
- 401(k) matching
- Generous holiday and paid time off schedule
- Tuition reimbursement
- Extensive health and wellness programs, including our Employee Assistance Program
- Referral bonus program + more!