Compliance Lead – Prediction Markets

High Roller

. Manage the day-to-day compliance program for the US prediction markets business .

Posted 11/5/2026full-timeRemote • New York • United StatesSeniorWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates extensive compliance management capabilities within financial services, particularly in prediction markets, with a strong focus on regulatory requirements, audits, and training. Proficient in handling CFTC and NFA regulations while maintaining organizational effectiveness in a fast-paced environment.

Highest-signal resume keywords

Compliance ManagementCFTC/NFA Regulatory KnowledgeRegulatory Filings ExperienceOrganizational SkillsTraining Development

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Compliance Program ManagementRegulatory AuditsAML TrainingPolicy ReviewRegulatory DocumentationCompliance Calendar MaintenanceNFA/CFTC FilingsRegulatory SubmissionsCompliance Requirements MonitoringInternal Policy Updates

Soft Skills

Excellent Communication SkillsOrganizational SkillsHands-On ApproachAbility to Work IndependentlyAbility to Manage Multiple Priorities

Industry Keywords

Financial ServicesDerivativesFuturesPrediction MarketsRegulated EnvironmentCompliance PoliciesRegulatory BodiesNFACFTCRegulatory Developments

About the role

Key responsibilities & impact

Manage the day-to-day compliance program for the US prediction markets business
Review and approve marketing and promotional materials across internal teams, partners and affiliates
Manage employee and Board compliance training, including AML, prediction markets, new hire and annual refresher training
Coordinate annual AML audits, regulatory audits and examinations, including those required by the NFA or other applicable regulatory bodies
Maintain the compliance calendar, compliance manual and regulatory records
Review and update internal policies, procedures, Terms & Conditions and other regulatory documentation
Assist with NFA/CFTC filings, applications and ongoing regulatory submissions, including other potential prediction market applications or registrations
Support the maintenance of existing regulatory registrations and associated compliance requirements
Support compliance requirements for new products, features and event contracts
Monitor relevant regulatory developments and work with internal teams to implement required changes

Requirements

What you’ll need

5+ years of compliance experience within financial services, derivatives, futures, prediction markets or another relevant regulated environment
Strong working knowledge of CFTC and NFA requirements
Experience with regulatory filings, audits, examinations and compliance policies
Strong organisational skills with the ability to manage multiple regulatory deadlines and priorities
A practical, hands-on approach and the ability to work independently in a fast-moving environment
Excellent written and verbal communication skills
Experience within prediction markets or another CFTC/NFA-regulated business is highly desirable
A law degree or bar admission is not required

Benefits

Comp & perks

Competitive health and welfare benefits
401(k) retirement plan with company match
Flexible vacation policy
Home office setup reimbursement
Access to mental health support