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Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates extensive experience in Internal Audit, AML, BSA, and OFAC compliance within the financial services industry, with a strong focus on developing and implementing internal audit programs and managing client relationships. Possesses advanced analytical and problem-solving skills, complemented by effective communication and interpersonal abilities.
Highest-signal resume keywords
Director-Level Experience In Internal AuditStrong Knowledge Of IIA StandardsExtensive Experience Developing Internal Audit ProgramsExperience Leveraging Advanced Technology And AI ToolsIndustry-Related Certification (E.G., CIA, CPA, CAMS)
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Internal AuditAML ComplianceBSA ComplianceOFAC ComplianceRisk AssessmentProcess And ControlsFinancial AuditsOperational AuditsTechnology AuditsCompliance Audits
Soft Skills
Client-Facing SkillsInterpersonal SkillsEffective CommunicationAnalytical MindsetProblem-Solving AbilitiesFlexibilityMultitasking Ability
Tools & Technologies
TableauPower BIEnterprise ChatGPTCopilot
Certifications & Qualifications
CIACPACAMS
Industry Keywords
Financial ServicesPublic AccountingConsulting FirmRegulatory EnvironmentIIA StandardsAuditing StandardsFinancial Services Industry Laws
Tech Stack
Tools & technologiesTableau
About the role
Key responsibilities & impact- Assist with proposal, budget, and timeline development
- Deliver internal audit risk assessments and internal audit planning
- Research client background and risks
- Lead internal audit risk assessments and develop internal audit plans
- Prepare kickoff meetings with clients and complete related planning activities
- Execute internal audit plans
- Conduct interviews with senior management
- Oversee day-to-day engagement teams
- Provide guidance to junior team members during fieldwork
- Review junior team members’ work papers and provide feedback
- Prepare client kickoff and exit meetings
- Manage end-to-end internal audit engagement economics, including scope, progress, budget versus actuals, risks and issues, and billing
- Prepare draft reports and wrap up internal audit work
- Develop and maintain productive client relationships to identify further work opportunities
- Build strong internal relationships across service lines
- Contribute to thought leadership materials
Requirements
What you’ll need- Director-level experience in Internal Audit, AML, BSA, and OFAC within the financial services industry
- Bachelor’s degree in accounting, Finance, Business Administration, Economics or a related field
- Minimum 7 years of experience with internal audit and AML, BSA, OFAC compliance in a big public accounting and consulting firm, regulatory environment or the banking sector
- Strong knowledge of IIA Standards, auditing standards and procedures, and relevant Financial Services industry laws, rules, and regulations
- Broad abilities in process and controls and risk assessment
- Extensive experience developing and implementing internal audit programs, including financial, operational, technology, and compliance audits
- Proven track record managing co-sourcing and outsourcing engagements
- Experience leveraging advanced technology and AI tools, e.g., Tableau, Power BI, Enterprise ChatGPT, copilot
- Excellent client-facing and interpersonal skills
- Effective written and verbal communication skills
- Analytical mindset with strong problem-solving abilities
- Flexibility, multitasking ability, and ability to deliver quality work under tight deadlines
- Willingness and ability to travel to client sites as needed
- Industry-related certification (e.g., CIA, CPA, CAMS)
Benefits
Comp & perks- Remote work arrangement
- Full-time employment
