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Senior Compliance Consultant
Integrity Marketing Group LLC. Serve as the dedicated contact for an assigned group of typically 80–100 high-profile plans .
Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates extensive expertise in retirement plan compliance, including IRS and DOL regulations, while providing exceptional customer service and mentoring junior staff. Proficient in utilizing ftwilliam and FIS Relius software to manage complex plan administration and ensure adherence to qualification guidelines.
Highest-signal resume keywords
8+ Years Experience In Compliance ConsultingASPPA QKA CertificationProficiency In Ftwilliam SoftwareProficiency In FIS Relius SoftwareThorough Understanding Of IRS/DOL Rules
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
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Hard Skills
Plan AdministrationCompliance TestingIRS FilingsPlan DesignNondiscrimination TestingPlan AuditsFormal Plan Documents PreparationClient Relationship ManagementCustomer Service
Soft Skills
Exceptional Written CommunicationExceptional Verbal CommunicationAccountabilitySelf-SufficiencyDeadline Adherence
Tools & Technologies
Microsoft Office SuiteFtwilliam SoftwareFIS Relius Software
Certifications & Qualifications
ASPPA QKA Certification
Industry Keywords
Retirement PlansComplianceIRS RegulationsDOL RegulationsPlan Qualification Guidelines
About the role
Key responsibilities & impact- Serve as the dedicated contact for an assigned group of typically 80–100 high-profile plans
- Assist clients in ensuring retirement plans meet qualification guidelines
- Train and mentor junior administrators
- Recommend changes to plan design or operation as needed
- Review and approve participant requests for assigned clients
- Lead complex plan administration and design custom solutions for unique client needs
- Oversee annual compliance, nondiscrimination testing, and plan audits
- Prepare and file annual IRS-required forms
- Prepare formal plan documents and amendments
- Review testing and IRS filings prepared by associate-level staff
- Build and foster existing client relationships
- Provide exceptional customer service and explain regulatory requirements clearly
Requirements
What you’ll need- 8+ years of experience in industry-specific Compliance Consultant-related work
- ASPPA QKA Certification
- Proficiency in ftwilliam and FIS Relius software
- Computer and technical literacy, including Microsoft Office Suite
- Exceptional written and verbal communication skills
- Accountable and self-sufficient
- Ability to adhere to deadlines
- Desire to provide extraordinary customer service
- Thorough understanding of IRS/DOL rules
- Ability to clearly explain IRS/DOL rules to clients in simple terms
Benefits
Comp & perks- Training and education needed for advancement and success
- Opportunity for advancement
- Work/life balance
- Competitive compensation package
- Benefits providing peace of mind for employees and their families
- Professional opportunities for career acceleration
- Reasonable accommodations for qualified individuals with disabilities