Compliance Officer – Risk Evaluation and Assurance

KeyBank

. Participate on a team working with management to develop policies and procedures ensuring compliance with applicable laws and regulations .

Posted 11/9/2026full-timeUnited StatesMid-LevelSenior💰 $71,000 - $125,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in compliance and risk management within the banking sector, applying relevant laws and regulations to ensure adherence and mitigate risks. Capable of leading projects, mentoring junior analysts, and effectively communicating compliance findings across departments.

Highest-signal resume keywords

Compliance Project LeadershipRisk Management StrategiesData Analysis ToolsRegulatory Compliance EvaluationRelationship Building

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Compliance RegulationsRisk AssessmentControl Gap IdentificationIndependent EvaluationsData InterpretationPolicy ReviewProcess ImprovementRegulatory AlignmentFair Lending PracticesAnalytical Reporting

Soft Skills

Independent WorkCollaborative TeamworkClear CommunicationSound JudgmentMentoring

Certifications & Qualifications

Compliance CertificationAuditing CertificationRisk Management Certification

Industry Keywords

Banking RegulationsConsumer FinanceCompliance StandardsRegulatory EnvironmentInternal ControlsRisk ManagementAudit ProceduresRegulatory ChangesCompliance InitiativesIndustry Best Practices

About the role

Key responsibilities & impact

Participate on a team working with management to develop policies and procedures ensuring compliance with applicable laws and regulations
Lead compliance projects and provide guidance to less experienced Compliance Analysts
Support a function, product, or process to ensure KeyBank adheres to required rules and regulations
Resolve complex problems or transactions and own processes, reports, or procedures as a subject matter expert on cross-functional projects
Provide independent Second Line of Defense monitoring and evaluation
Conduct risk-based monitoring and evaluation activities, including assessments, testing, analysis, and reporting
Apply banking and consumer compliance regulations and laws to risk management strategies
Use data analysis tools to assess risks and evaluate controls for weaknesses or gaps
Document testing results in concise management reports and escalate significant risks
Review policies and procedures for consistency with current banking and securities regulations
Identify process improvement opportunities and provide control advisory services
Develop and maintain relationships with internal stakeholders and Audit
Participate in special projects and assist in enhancing the REA Program and compliance procedures
Pursue training and continuing education to stay current on regulatory compliance and industry trends
Perform other duties as assigned

Requirements

What you’ll need

Bachelor's Degree or equivalent experience
5+ years of experience in compliance, risk management, auditing, or related fields (required)
Demonstrated ability to work independently and collaboratively in a regulatory environment (required)
Understanding and applying laws and regulations relevant to banking and consumer finance
Evaluating potential risks and identifying control gaps in processes and systems
Conducting ongoing reviews to ensure adherence to compliance standards
Performing independent evaluations of controls and procedures to ensure regulatory alignment
Ensuring lending practices meet fair lending laws and guidelines
Identifying and mitigating risks that could disrupt business operations
Using analytical tools to interpret data and uncover compliance issues or trends
Assessing internal policies for consistency with current regulations
Documenting findings and communicating risks through clear, concise reports
Building strong relationships across departments to support compliance initiatives
Leading compliance-related projects and mentoring junior analysts
Applying sound judgment in evaluating complex compliance scenarios
Clearly conveying compliance requirements and findings to diverse audiences
Staying current with regulatory changes and industry best practices
Designing effective solutions to address compliance challenges
Relevant certifications in compliance, auditing, or risk management (preferred)

Benefits

Comp & perks

Eligibility for incentive compensation, which may include production, commission, and/or discretionary incentives
Hybrid work arrangement (3+ days)
Flexible workspace options where the role can be performed effectively in a mobile environment
Occasional travel may include overnight stay