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Law Society of Ontario

Bilingual Auditor, Spot Audit

Law Society of Ontario

. Conduct initial due diligence on licensees of the selected firm to ensure the spot audit can proceed .

Posted 11/4/2026full-timeOttawa • CanadaMid-LevelSeniorWebsite

Core Competencies

Role fit
Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in conducting compliance audits within the legal sector, including thorough knowledge of the Law Society’s By-Laws and RPC/PRC. Proficient in preparing detailed audit reports and effectively communicating findings and recommendations to licensees.

Highest-signal resume keywords
Chartered Professional Accountant (CPA)Compliance AuditsLaw Society’s By-LawsFinancial AuditsBilingual Proficiency in English and French

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills
Audit ReportingDue DiligenceRegulatory ComplianceAccounting PracticesDocumentation AssessmentData VerificationSpot AuditsPractice Management IssuesInterviewing SkillsTime Management
Soft Skills
Analytical SkillsProblem-SolvingInterpersonal CommunicationPresentation SkillsAttention to Detail
Tools & Technologies
Microsoft Office Suite / 365Self-Reporting DatabaseRegulatory Technology
Certifications & Qualifications
Bachelor's Degree in Accounting, Business, Law or Related DisciplineProfessional Designation in Law
Industry Keywords
Legal ServicesRegulatory EnvironmentReal Estate LawEstate LawLaw Society’s Mandate

About the role

Key responsibilities & impact
  • Conduct initial due diligence on licensees of the selected firm to ensure the spot audit can proceed
  • Contact licensees to discuss spot audits, schedule audit dates, and request initial documentation
  • Obtain additional authorizations before commencing audits
  • Prepare and send initial correspondence letters, including pre-audit questionnaires
  • Verify licensee information in the self-reporting database
  • Prepare and communicate case requirements to licensees
  • Conduct pre-attendance due diligence
  • Prepare for audits and assess documentation provided by licensees
  • Independently or collaboratively conduct audits of law firms and legal services firms for compliance with the Law Society’s By-Laws and RPC/PRC
  • Examine accounting records, files, and related documents, and interview licensees, staff, and other relevant parties
  • Prepare and provide Audit Reports outlining deficiencies and recommendations for improvement
  • Identify breaches or potential breaches and flag serious breaches or regulatory concerns for priority review
  • Identify practice management issues
  • Submit complete, well-documented, organized audit reports within specified timelines
  • Conduct follow-up spot audits to verify implementation of recommendations and compliance with prior undertakings
  • Testify as a witness when required by Discipline Counsel at hearings
  • Attend group and departmental meetings
  • Promote knowledge, standards, and information sharing among team members and across departments

Requirements

What you’ll need
  • Bachelor's Degree in Accounting, Business, Law or a related discipline
  • Chartered Professional Accountant (CPA) designation or a professional designation in law and membership in a recognized Canadian professional body
  • Valid driver’s license and access to a personal vehicle
  • Minimum of 3 years’ experience in financial, regulatory, or compliance audits, preferably in relation to the practice of law
  • Knowledge of the Law Society’s mandate, services, legislation, and policies
  • Knowledge of current trends and developments in accounting practices and auditing techniques
  • Proficiency in English and French
  • Knowledge of real estate law, estate law and related accounting requirements would be an asset
  • Microsoft Office Suite / 365 (Word, Excel, PowerPoint, etc.)
  • Broad understanding of the application of technology in a regulatory / legal environment
  • Customer service, analytical, problem-solving, project coordination, prioritization, time management, interpersonal, oral and written communication, presentation, organizational, multitasking, attention to detail, mathematical, and relationship management skills
  • Ability to reason through and communicate clearly, concisely, and accurately, both orally and in writing
  • Expressive and persuasive in both spoken and written language