Associate Analyst, Alternative Investments

LPL Financial

. Manage daily processing and service-oriented tasks .

Posted 9/30/2026full-timeUnited StatesJuniorMid-Level💰 $25 - $41 per hourWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in managing daily operations, reconciling reports, and ensuring compliance with corporate and regulatory policies. Proficient in leveraging technology to enhance processes and deliver quality service in a fast-paced environment.

Highest-signal resume keywords

Alternative Investments ExperienceStreet-Side Operations ExperienceMicrosoft ExcelQuality ControlTime Management

ATS Keywords

Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

ReconciliationReport AnalysisError Rate ManagementTransaction ValidationUAT ParticipationProcess AutomationService Request ProcessingEscalation HandlingQuality Service Standards Development

Soft Skills

Effective CommunicationProblem-SolvingAttention to DetailOrganizational SkillsSelf-Starter

Tools & Technologies

Microsoft OutlookMicrosoft WordMicrosoft AccessVBA

Certifications & Qualifications

SIESeries 7

Industry Keywords

OperationsComplianceRegulatory EnvironmentService-Oriented TasksRisk-Based Mitigation

Tech Stack

Tools & technologies

VBA

About the role

Key responsibilities & impact

Manage daily processing and service-oriented tasks
Reconcile and analyze reports; perform daily quality control, manage error rates, review exceptions, and complete daily reporting
Reconcile suspense accounts and validate transactions for compliance with corporate and regulatory policies and procedures
Communicate with internal departments and external parties including contra brokers, transfer agents, issuers, vendors, and partners
Research and process service requests created by service teams
Support and contribute to projects and initiatives; participate in UAT
Leverage technology to automate manual work and simplify processes
Contribute feedback for risk-based mitigation approaches and departmental requirement changes
Interpret rule modifications in a changing regulatory environment and understand business needs
Develop quality service standards and processes
Handle escalations from the Service Center and advisors
Perform other assignments as required by management

Requirements

What you’ll need

2+ years of industry experience, preferably in alternative investments, in operations
Personable and reliable self-starter requiring minimal management oversight for day-to-day responsibilities
Ability to communicate effectively with various levels of management
Positive and curious attitude with willingness to handle difficult and complex situations through resolution
Strong attention to detail and proactive problem-solving approach
Ability to work under pressure and manage multiple priorities with conflicting deadlines and urgency
Strong time management and organizational skills
Alternative investments experience preferred
Street-side operations experience: settlements, transfers, purchases and sales
Microsoft Outlook, Excel, VBA, Word, and Access
Bachelor’s degree, preferably in business, accounting, or finance
SIE or Series 7 preferred

Benefits

Comp & perks

401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
LPL Total Rewards package designed to support success at work, at home, and at play