Associate Wealth Advisor

LPL Financial

. Provide investment and relationship management support to a senior advisor or team of advisors .

Posted 10/28/2026full-timeSeattle • Washington • United StatesMid-Level💰 $81,168 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in investment management, client relationship building, and financial planning, with a strong focus on analytical skills and attention to detail. Proficient in utilizing CRM applications and Microsoft Office Suite to support financial advisors and enhance business growth.

Highest-signal resume keywords

Investment ResearchClient Relationship ManagementFinancial PlanningSeries 7 LicenseCRM Applications Proficiency

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Investment SelectionAsset Allocation StrategiesBusiness AnalyticsRisk ManagementTax PlanningEstate PlanningPortfolio Performance AnalysisSales Process DisciplineClient ProspectingFinancial Reporting

Soft Skills

Attention to DetailProblem-SolvingTime ManagementInterpersonal SkillsOrganizational Skills

Tools & Technologies

CRM ApplicationsMicrosoft WordMicrosoft ExcelMicrosoft PowerPoint

Certifications & Qualifications

Series 7 LicenseSeries 66 LicenseLife & Health Insurance License

Industry Keywords

Wealth ManagementFinancial ServicesClient ServiceBusiness DevelopmentInvestment Solutions

About the role

Key responsibilities & impact

Provide investment and relationship management support to a senior advisor or team of advisors
Perform daily, monthly, and annual research and reporting tasks supporting end-client needs
Support and manage a portion of client relationships in the advisor team book of business
Execute sales process discipline, prospect for new business, and expand client relationships
Assist Financial Advisors with total wealth management solutions, investment research, investment selection, and financial planning
Develop customized asset allocation strategies and investment solutions, including risk management/insurance and tax/estate planning
Support client relationship building, business development activities, and service model execution
Perform business analytics to support financial advisors in business growth
Participate in portfolio performance reviews, analyze and interpret performance, and recommend potential changes
Attend sales meetings, assist with client prospecting and marketing
Attend coaching sessions and training events to improve sales skills and industry knowledge
Manage and grow an assigned book of business

Requirements

What you’ll need

Strong attention to detail and problem-solving skills
Strong time management with competing priorities
Outstanding interpersonal skills and relationship-building ability
Ability to analyze and research information with a logical approach to problem solving
Proficiency in CRM applications, Microsoft Word, Excel, and PowerPoint
3 years of experience in client service within the finance sector preferred
Bachelor's degree or equivalent in Finance or Business Administration preferred
Series 7 license required
Series 66 license required, or Series 63/65
Life & Health Insurance License, or obtain licenses within approximately 120 days based on the number of licenses needed
Proactive, organized self-starter
Ability to adapt to a changing work environment

Benefits

Comp & perks

Eligible to earn sales incentive compensation