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LPL Financial

AVP, Product Management

LPL Financial

. Establish and maintain the strategic vision for eComm CARS system monitoring and problem resolution frameworks .

Posted 10/13/2026full-timeUnited StatesLead💰 $109,283 - $182,104 per yearWebsite

Core Competencies

Role fit
Core Competencies

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Demonstrates expertise in product management and compliance within eComm, with a strong focus on strategic vision, cross-organizational collaboration, and problem resolution. Proficient in utilizing advanced tools and technologies to drive product lifecycle strategies and monitor compliance systems.

Highest-signal resume keywords
Product ManagementEComm Compliance/SupervisionPython ProgrammingStakeholder EngagementProblem Resolution

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills
Product Lifecycle StrategyBacklog PrioritizationData AnalysisTechnical AcumenUser Acceptance Testing
Soft Skills
Influencing Senior LeadersCross-Functional CollaborationAnalytical Thinking
Tools & Technologies
ProofpointSmarshGlobal RelayAlteryxPower BIAI Tools
Certifications & Qualifications
CSPOPSPOSAFe POSAFe PMPMPCISA
Industry Keywords
CARS SystemCompliance GapsOperational DependenciesOff-Channel CommunicationsRetention Management Framework

Tech Stack

Tools & technologies
PMPPython

About the role

Key responsibilities & impact
  • Establish and maintain the strategic vision for eComm CARS system monitoring and problem resolution frameworks
  • Lead end-to-end product lifecycle strategy from ideation through execution
  • Define multi-year roadmaps, key capabilities, and modernization investments with the Product Manager
  • Break strategic initiatives into epics and user stories and prioritize the backlog
  • Serve as the primary voice of the product for business leaders
  • Drive cross-organizational collaboration across eComm Compliance, Supervision Technology, and other partners
  • Monitor eComm compliance systems to identify CARS compliance gaps and prioritize technology advancements
  • Perform problem resolution and troubleshooting with technology teams
  • Act as a system administrator for CARS platforms and support ad hoc configuration changes
  • Partner with business stakeholders on UAT to validate delivered functionality
  • Support creation and execution of a retention management framework within regulatory guidelines
  • Advocate for technical enablers and platform enhancements
  • Monitor product KPIs and reporting, including message volumes, issue detection, AI efficacy, and production support metrics
  • Contribute to annual planning, budgeting, and prioritization of technology and operational improvements
  • Strengthen senior stakeholder relationships and provide transparency into priorities, dependencies, and outcomes
  • Coordinate and track interdependent eComm initiatives across the enterprise

Requirements

What you’ll need
  • 3-5+ years of experience in a product manager, product owner, technical lead, or compliance/supervision SME role within the eComm compliance/supervision space
  • 3-5+ years of experience supporting and managing archive and supervision platforms, including Proofpoint, Smarsh, and Global Relay
  • Proficiency with Python, relational databases, Alteryx, Power BI, and AI tools such as Cursor and Copilot
  • Understanding of eComm platforms and underlying risks, including off-channel communications, self-hosted/journaling, Microsoft Teams, Slack, social media, text messaging, and off-channel messaging avoidance/detection
  • Technical acumen to explore complex concepts in depth
  • Ability to lead in high-stakes, fast-moving environments involving real-time risk and operational dependencies
  • Demonstrated success influencing senior leaders and driving outcomes across cross-functional teams without direct authority
  • Ability to translate complex concepts into clear business and technical requirements
  • Analytical ability to assess tradeoffs among cost, performance, risk, and timeline
  • Proven ability to transform business strategies into scalable product capabilities
  • Professional certifications such as CSPO/PSPO, SAFe PO/PM, PMP, or CISA are desired

Benefits

Comp & perks
  • 401K matching
  • Health benefits
  • Employee stock options
  • Paid time off
  • Volunteer time off
  • Competitive LPL Total Rewards package