Client Service Associate

LPL Financial

. Provide administrative support to an advisor or team of advisors, including daily, monthly, and annual tasks .

Posted 10/6/2026full-timeSouth Lockport • New York • United StatesJuniorMid-Level💰 $26 - $43 per hourWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates strong administrative support capabilities, including client management, operational account activities, and effective communication with clients and advisors. Proficient in managing multiple projects in a fast-paced environment while maintaining attention to detail and problem-solving skills.

Highest-signal resume keywords

Series 66 LicenseCustomer Service ExperienceFinancial Services Industry KnowledgeMicrosoft Office ProficiencyClient Management Systems

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Client ManagementOperational Account ActivitiesDocumentation RequirementsClient Trades ExecutionProactive Client Outreach

Soft Skills

Strong Customer FocusExcellent Verbal CommunicationExcellent Written CommunicationInterpersonal SkillsProblem-Solving Abilities

Tools & Technologies

CRM ApplicationsESignature TechnologyPaperless StatementsAccount View

Certifications & Qualifications

Bachelor’s DegreeSeries 66 LicenseSeries 7 License

Industry Keywords

Financial ServicesBrokerageFinancial Advisor SupportClient MeetingsCash Management

About the role

Key responsibilities & impact

Provide administrative support to an advisor or team of advisors, including daily, monthly, and annual tasks
Provide inbound client call support and schedule appointments
Prepare materials for client meetings
Keep client management systems up to date with client information
Assist with documentation requirements for new business
Manage operational account activities, including new accounts, cash management, transfers, and account maintenance
Conduct proactive outreach to clients and advisors regarding time-sensitive activities such as RMDs
Own inquiries and requests and coordinate with internal departments to ensure timely service delivery
Educate clients on account services, capabilities, and technology such as eSignature, paperless statements, and Account View
Partner with the Financial Advisor to strategize on opportunities to meet client needs
Assist in executing client trades as needed

Requirements

What you’ll need

Bachelor’s degree; preferably in Business, Accounting or Finance
Series 66 (or Series 63/65) and Series 7 license or ability to obtain within 120 days
2+ years of experience working with Financial Advisors, Branch and Home Office support teams
2+ years brokerage/financial services industry knowledge
Prior Customer Service experience in financial services required
Strong customer focus and excellent verbal and written communication skills
Ability to explain complex information clearly and simply
Ability to independently and efficiently manage multiple projects concurrently in a fast-paced environment
Strong attention to detail and problem-solving abilities
Outstanding interpersonal skills and ability to build and foster relationships
Strong analytical skills and ability to research information
Proficiency in Microsoft Word, Excel, PowerPoint, and CRM applications
Ability to utilize internal resources, training, and self-service options

Benefits

Comp & perks

401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
LPL Total Rewards package
Training and self-service options