Client Service Associate

LPL Financial

. Provide administrative support to an advisor or team of advisors, including daily, monthly, and annual tasks .

Posted 10/8/2026full-timeRemote • Florida • United StatesJuniorMid-Level💰 $24 - $39 per hourWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in client service within the financial industry, particularly in wealth management, while effectively managing operational account activities and maintaining client relationships. Proficient in utilizing CRM applications and Microsoft Office Suite to support advisors and enhance client communication.

Highest-signal resume keywords

Client Service ExperienceWealth Management KnowledgeMicrosoft Office ProficiencyCRM Application ProficiencySeries 7 And 66 Licenses

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Client Management SystemsOperational Account ActivitiesCash ManagementNew Account ProcessingDocumentation RequirementsData AnalysisProblem-SolvingTime Management

Soft Skills

Attention To DetailEffective CommunicationInterpersonal SkillsRelationship BuildingInitiative

Tools & Technologies

Microsoft WordMicrosoft ExcelMicrosoft PowerPointCRM ApplicationsESignature Technologies

Certifications & Qualifications

Series 7 LicenseSeries 66 License

Industry Keywords

Financial IndustryWealth ManagementClient ServiceAccount MaintenanceRMDs

About the role

Key responsibilities & impact

Provide administrative support to an advisor or team of advisors, including daily, monthly, and annual tasks
Help advisors maintain their practices and deliver positive results for clients
Answer phones and schedule appointments
Prepare materials for client meetings
Keep client management systems up to date with client information
Assist with information and documentation requirements for new accounts and transfers
Conduct proactive outreach to clients and advisors regarding time-sensitive activities such as RMDs
Manage operational account activities, including new accounts, cash management, transfers, and account maintenance
Assume ownership of inquiries and requests
Communicate with internal departments to ensure timely service delivery
Educate clients on account services, capabilities, and technologies including eSignature, paperless statements, and Account View

Requirements

What you’ll need

2+ years of financial industry experience, preferably in wealth management
2+ years of experience in the client service industry supporting clients and financial advisors
Proficiency in Microsoft Word, Excel, and PowerPoint
Proficiency with CRM applications
Bachelor’s Degree Preferred
Series 7 and 66 licenses
Strong attention to detail and problem-solving abilities
Effective oral and written communication; able to explain complex information clearly and simply
Time management skills with the ability to handle multiple projects and deadlines
Outstanding interpersonal skills with the ability to build and foster relationships with clients, coworkers, and internal/external partners
Ability to analyze and research information
Drive, initiative, and motivation

Benefits

Comp & perks

401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
Competitive LPL Total Rewards package