Registered Client Service Associate

LPL Financial

. Communicate directly with advisors and clients, own inquiries, and resolve them timely .

Posted 10/7/2026full-timeRemote • United StatesJuniorMid-Level💰 $26 - $43 per hourWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in client service within the financial industry, particularly in wealth management, while effectively managing inquiries and operational tasks. Proficient in utilizing CRM systems and maintaining strong communication and organizational skills to support advisors and clients.

Highest-signal resume keywords

SIE, Series 7 And 66 LicensedClient Service ExperienceWealth Management KnowledgeRedtail And/Or Wealthbox CRM ProficiencyStrong Communication Skills

ATS Keywords

Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

Account ManagementOperational ReportingProject ManagementResearch And Problem-SolvingCash ManagementRMDs And DistributionsDocumentation HandlingExpense ReportingTechnology AdoptionESignature Utilization

Soft Skills

Interpersonal SkillsAttention To DetailOrganizational SkillsTime ManagementEffective Communication

Certifications & Qualifications

SIESeries 7Series 66

Industry Keywords

Financial IndustryWealth ManagementClient InquiriesAccount ServicesRemote WorkClient EducationBest PracticesPeer DevelopmentNIGOsOperational Efficiency

About the role

Key responsibilities & impact

Communicate directly with advisors and clients, own inquiries, and resolve them timely
Address questions regarding account activity, policies, and documentation
Conduct proactive outreach regarding RMDs, distributions, and tax forms
Submit account activity instructions for new accounts, cash management, transfers, account maintenance, and trade orders
Research complex situations, set client expectations, define resolutions, and collaborate with internal departments
Educate clients and advisors on account services, capabilities, and technologies including eSignature, paperless statements, and Account View
Share best practices, support peer development, and participate in assigned projects
Manage operational reports for cash management, RMDs, distributions, debits, and pending settlements
Manage and complete project work, including linking annuities
Help reduce operating costs through technology adoption and reduced NIGOs
Cover PTO requests of offices with peers
Answer phones, schedule appointments, and prepare client meeting materials when requested
Maintain client information in Redtail and/or Wealthbox CRMs
Complete expense reports for financial advisors when requested

Requirements

What you’ll need

2+ years of financial industry experience, preferably in wealth management
SIE, Series 7 and 66 licensed
Strong background in client service with excellent communication skills
Proven ability to work in a remote environment
Ability to support advisors with occasional travel (approximately once per year)
Strong attention to detail and organizational skills
Effective oral and written communication; able to explain complex information clearly and simply
Outstanding interpersonal skills with the ability to build and foster relationships with clients, coworkers, and internal/external partners
Problem-solving abilities
Time management skills with the ability to handle multiple projects and deadlines

Benefits

Comp & perks

401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
LPL Total Rewards package
Occasional travel to build relationships with supported advisors (approximately once per year)