Senior Operations Specialist, Account Transfers

LPL Financial

. Review and initiate both paper and electronic asset transfer requests on behalf of advisors .

Posted 10/16/2026full-timeUnited StatesSenior💰 $20 - $34 per hourWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in Asset Transfers and Brokerage Operations, with a strong focus on Customer Service and effective Communication. Proven ability to manage high-volume tasks while ensuring accuracy and fostering positive relationships with clients and stakeholders.

Highest-signal resume keywords

Asset Transfers/ACATs ExperienceFinancial Industry ExperienceEffective Oral/Written CommunicationCustomer ServiceProblem-Solving

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Asset Transfer ProcessingQuality Control FunctionsResearch and ReconciliationDeadline ManagementProcess Improvement

Soft Skills

Effective CommunicationMulti-TaskingAdaptabilityInitiativeTeam Collaboration

Industry Keywords

Brokerage OperationsHigh Volume EnvironmentService-OrientedStakeholder EngagementManagement Principles

About the role

Key responsibilities & impact

Review and initiate both paper and electronic asset transfer requests on behalf of advisors
Research and reconcile outstanding transfer requests to ensure asset delivery
Communicate pertinent information to Financial Advisors and contra firms regarding transfer request status
Contribute to root cause problem-solving sessions to continuously improve the transfer process
Perform quality control functions to ensure standard work is taking place
Share pain points with leadership and business partners to find solutions and pursue process improvements
Act as a resource to the department and apply complex knowledge of the overall transfer process to inquiries from internal and external customers and vendors

Requirements

What you’ll need

Experience in the financial industry and/or processing in a high volume and deadline-driven environment
Service-oriented in working with various groups such as clients, other firms, service team, offshore partners, and various business units within the company
Effective and proactive communicator with strong written and verbal communication skills in dealing with clients, stakeholders, and different levels of management
Strong ability to multi-task various functions and assignments with competing priorities, changing demands, and tight deadlines
Demonstrates accuracy and thoroughness in performing work assignments
Ability to develop positive working relationships and works well in a team setting
Post Secondary Education preferred or at least three years’ experience in Brokerage Operations
Account Transfers/ACATs experience preferred
Experience in work environments that use management principles that maximize value to customers and minimize waste
Effective Oral/Written Communication
Adaptability
Initiative
Decision Making
Customer Service
Passion for Results
Ability to operate with minimal to no supervision

Benefits

Comp & perks

401K matching
health benefits
employee stock options
paid time off
volunteer time off
LPL Total Rewards package