FREE ACCESS
5,000–10,000 jobs/day
See all jobs on Scoutfield
Search thousands of fresh jobs every day.
Discover
- Fresh listings
- Fast filters
- No subscription required
Create a free account and start exploring right away.
Senior Product Supervision Principal
LPL Financial. Serve as a complex products subject matter expert for LPL Financial Professionals across the country .
Posted 10/13/2026full-timeRemote • Arizona • United StatesSenior💰 $74,057 - $123,497 per yearWebsite
Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in complex financial products, including life insurance, annuities, and alternative investments, while ensuring compliance with regulatory standards. Possesses strong supervisory skills to oversee transactions and maintain adherence to LPL Financial policies.
Highest-signal resume keywords
FINRA Series 7FINRA Series 66Life Insurance KnowledgeRegulatory ComplianceCustomer Service Skills
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Life InsuranceAnnuitiesStructured ProductsAlternative InvestmentsMutual FundsGeneral SecuritiesFinancial Products KnowledgeRegulatory KnowledgeIndustry Experience
Soft Skills
Excellent Customer Service
Tools & Technologies
Microsoft ExcelMicrosoft WordMicrosoft AccessMicrosoft PowerPointMicrosoft Visio
Certifications & Qualifications
FINRA Series 9FINRA Series 10FINRA Series 24
Industry Keywords
Financial Services IndustryLPL Financial RegulationsFINRASECState Rules and Regulations
About the role
Key responsibilities & impact- Serve as a complex products subject matter expert for LPL Financial Professionals across the country
- Supervise the appropriateness of transactions in life insurance and annuity products
- Supervise transactions involving structured products and alternative investments
- Ensure advisors meet supervision standards and requirements established by regulatory agencies and LPL Financial
Requirements
What you’ll need- FINRA Series 7, 66 (or 63 and 65), 9 and 10 (or Series 24)
- Undergraduate degree in Business, Accounting, Finance or related discipline
- 7+ years industry experience
- Knowledge of life insurance, mutual funds, annuities, general securities, alternative investments, and other financial products
- Knowledge of FINRA, SEC, and State rules and regulations
- Experience with Microsoft applications, particularly Excel, Word, Access, PowerPoint, and Visio
- Understanding of the financial services industry
- Knowledge of LPL Financial rules, regulations, and policies
- Excellent customer service skills
Benefits
Comp & perks- 401K matching
- Health benefits
- Employee stock options
- Paid time off
- Volunteer time off
- Competitive LPL Total Rewards package