Senior Registered Client Service Associate

LPL Financial

. Serve as the primary point of contact for clients, responding to inquiries, resolving issues, and educating clients on account services and online capabilities .

Posted 9/15/2026full-timeOmaha • Nebraska • United StatesSenior💰 $30 - $50 per hourWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in client relationship management within financial services, ensuring compliance and accuracy in account operations while providing exceptional client support. Proficient in financial products, including life insurance and annuities, with strong organizational and communication skills.

Highest-signal resume keywords

Client Relationship ManagementActive Series 7 LicenseActive Series 66 LicenseFinancial CRM Software ProficiencyFinancial Products Knowledge

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Account Opening DocumentationAccount MaintenanceTrade ExecutionPerformance ReportingRegulatory Compliance

Soft Skills

Client ServiceCommunicationOrganizational SkillsProblem-SolvingAttention to Detail

Tools & Technologies

Microsoft OfficeCRM Software

Certifications & Qualifications

Series 7 LicenseSeries 66 LicenseSeries 63 LicenseSeries 65 License

Industry Keywords

Wealth ManagementFinancial ServicesLife InsuranceAnnuity SolutionsClient Onboarding

About the role

Key responsibilities & impact

Serve as the primary point of contact for clients, responding to inquiries, resolving issues, and educating clients on account services and online capabilities
Support onboarding of new clients by collecting required documentation and facilitating accurate, compliant account setup
Prepare and process account opening, maintenance, and transfer documentation in accordance with firm policies and regulatory requirements
Monitor and manage client account activity, including contributions, distributions, trading support, annuity servicing, insurance-related requests, and performance reporting
Maintain accurate, organized, and up-to-date client records within the firm’s CRM and document management systems
Coordinate with custodians, insurance carriers, service providers, and internal teams to fulfill client requests and resolve operational issues
Assist financial advisors with administrative and operational support, reporting, client communications, and initiatives to enhance client engagement and operational efficiency

Requirements

What you’ll need

5+ years of experience in a client-facing financial services or wealth management firm
Active Series 7 and Series 66 licenses, or Series 63/65 combination
Strong client service, communication, organizational, and problem-solving skills
Ability to work in a fast-paced environment while maintaining accuracy and attention to detail
Robust understanding of financial products and services, including life insurance and annuity solutions
Ability to execute trades and discuss investment recommendations within compliance limits, where appropriately licensed
Proficient in Microsoft Office and financial CRM software
Ability to work independently and collaboratively in a fast-paced environment
High level of professionalism, discretion, and ethical conduct
Bachelor’s degree in finance, Business, or Accounting is preferred

Benefits

Comp & perks

401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
Competitive LPL Total Rewards package