SVP, Associate General Counsel – Technology & Enterprise Services

LPL Financial

. Serve as the senior legal leader for Corporate Services Legal and a member of the Legal leadership team .

Posted 10/30/2026full-timeUnited StatesSeniorLead💰 $213,313 - $355,453 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Expertise in legal strategy for technology transformation, privacy, cybersecurity, and intellectual property management, with a strong focus on advising senior executives and fostering a solution-oriented culture.

Highest-signal resume keywords

Juris Doctor (J.D.) Degree10+ Years Legal ExperienceLeadership Experience in Public CompanyExpertise in Technology TransactionsAdvising on Artificial Intelligence

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Privacy LawCybersecurity GovernanceIntellectual Property StrategyCommercial ContractingData GovernanceTechnology TransactionsRegulatory ComplianceRisk ManagementCloud ComputingDigital Transformation

Soft Skills

LeadershipMentoringCollaborationSolution-Oriented ApproachCommunication

Tools & Technologies

Digital PlatformsAI-Enabled SolutionsData LicensingEmerging TechnologiesIncident Response

Certifications & Qualifications

Active Membership in U.S. State Bar

Industry Keywords

Financial ServicesFintechWealth ManagementBroker-DealerInvestment AdvisoryEnterprise Risk ManagementMergers and AcquisitionsTechnology PartnershipsBusiness TransformationCompliance

Tech Stack

Tools & technologies

CloudCyber Security

About the role

Key responsibilities & impact

Serve as the senior legal leader for Corporate Services Legal and a member of the Legal leadership team
Oversee a team of lawyers focused on privacy and cybersecurity issues and coordinate with front office and control partners
Develop and execute legal strategy supporting technology transformation, digital innovation, operational excellence, and enterprise risk management
Partner with the Chief Legal Officer on emerging legal risks, regulatory developments, and strategic opportunities
Lead, develop, and mentor attorneys, legal professionals, and external counsel
Oversee intellectual property strategy, including patents, trademarks, copyrights, trade secrets, licensing, and brand protection
Advise on innovation, product development, AI-related intellectual property issues, and competitive positioning
Manage intellectual property enforcement and dispute matters
Provide legal counsel on enterprise technology initiatives, software development, cloud services, digital platforms, data licensing, emerging technologies, and AI-enabled solutions
Advise technology leaders on architecture, implementation, procurement, and commercialization risks
Support strategic technology partnerships and enterprise transformation initiatives
Advise on cybersecurity governance, cyber incidents, cyber resilience, technology risk management, incident response, breach response, reporting obligations, and regulatory matters
Lead legal strategy related to data privacy, information governance, artificial intelligence, and responsible data use
Advise on privacy regulations, data-sharing arrangements, consent frameworks, cross-border data transfers, and emerging privacy requirements
Oversee legal support for commercial contracting, procurement agreements, technology transactions, vendor relationships, strategic partnerships, and enterprise sourcing
Establish efficient contracting frameworks and drive continuous improvement in contracting processes, standards, templates, and service delivery
Advise executive leadership on strategic initiatives, mergers and acquisitions integration, technology investments, business transformation, and enterprise partnerships
Translate complex legal issues into practical business recommendations and foster a risk-aware, solution-oriented culture

Requirements

What you’ll need

Juris Doctor (J.D.) degree from an accredited law school
Active membership in good standing with at least one U.S. state bar
10+ years of legal experience, including significant leadership experience in a large public company, financial services organization, major technology company, or nationally recognized law firm
Deep expertise spanning technology transactions, privacy, cybersecurity, intellectual property, and commercial contracting
Demonstrated success advising senior executives and boards on complex, high-impact legal and business matters
Experience supporting regulated financial services, fintech, wealth management, broker-dealer, or investment advisory businesses
Experience advising on artificial intelligence, digital transformation, cloud computing, data governance, and emerging technology risks
Background leading legal teams through periods of growth, transformation, acquisitions, or enterprise modernization
Demonstrated ability to balance legal rigor with practical business enablement
Demonstrated ability to take a solution-oriented approach when collaborating with business partners

Benefits

Comp & perks

401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
Competitive LPL Total Rewards package