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LPL Financial

VP, Assistant General Counsel – Commercial Transactions

LPL Financial

. Provide expert legal counsel and guidance to senior management and business units on commercial matters .

Posted 11/11/2026full-timeUnited StatesLead💰 $168,611 - $281,087 per yearWebsite

Core Competencies

Role fit
Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in providing legal counsel on commercial matters, with a strong focus on drafting and negotiating complex agreements. Possesses in-depth knowledge of regulatory issues in the financial services and technology sectors, along with exceptional analytical and communication skills.

Highest-signal resume keywords
Juris Doctor (J.D.) DegreeActive State Bar Membership5-7 Years Legal ExperienceExpertise in Technology LicensingKnowledge of Privacy and Regulatory Issues

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills
Drafting Legal DocumentsNegotiating ContractsAnalyzing Laws and RegulationsManaging External CounselContract Workflow Management
Soft Skills
Analytical SkillsProblem-Solving SkillsWritten Communication SkillsVerbal Communication SkillsInterpersonal Skills
Industry Keywords
Financial ServicesCommercial TransactionsVendor AgreementsClient AgreementsStrategic Partnerships

About the role

Key responsibilities & impact
  • Provide expert legal counsel and guidance to senior management and business units on commercial matters
  • Draft, review, and negotiate complex legal documents, contracts, and agreements, including vendor agreements, client agreements, and strategic partnership arrangements
  • Monitor and analyze laws and regulations related to commercial transactions and the financial services industry
  • Manage and oversee external counsel on specialized legal matters
  • Establish and maintain processes and workflows for reviewing and negotiating commercial agreements with third parties
  • Develop cross-departmental relationships to support collaboration, risk identification, and escalation
  • Provide legal advice and transactional support for the firm’s distribution and use of third-party products and services

Requirements

What you’ll need
  • Juris Doctor (J.D.) degree from an accredited law school
  • Active membership in good standing with at least one state bar
  • Minimum of 5-7 years of progressive legal experience
  • Preference for experience within the financial services and/or technology/software industry
  • Expertise in technology and customer licensing
  • Knowledge of privacy, risk, and regulatory issues in commercial transactions
  • Excellent analytical, drafting, research, and problem-solving skills
  • Superior written and verbal communication skills
  • Ability to manage multiple priorities and deadlines in a fast-paced, dynamic environment
  • Strong process orientation for managing contract workflows
  • Strong interpersonal skills and ability to build effective working relationships
  • Ability to work independently and as part of a team

Benefits

Comp & perks
  • 401K matching
  • Health benefits
  • Employee stock options
  • Paid time off
  • Volunteer time off
  • LPL Total Rewards package
  • Competitive total rewards supporting success at work, at home, and at play