Director – Wealth Management Private Banking Operations, High Net Worth Collateral Monitoring

Morgan Stanley

. Perform operational, regulatory compliance, and transaction/reporting functions within securities-based lending collateral monitoring .

Posted 10/14/2026full-timeUtah • United StatesLead💰 $64,000 - $107,500 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in operational and regulatory compliance within securities-based lending, with a strong focus on transaction approvals and collateral monitoring. Proven ability to lead teams, drive change, and implement new directives while ensuring adherence to financial regulations.

Highest-signal resume keywords

Operational ComplianceRegulatory ComplianceTransaction ReportingTeam SupervisionAnalytical Skills

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

Securities-Based LendingCollateral MonitoringTransaction ApprovalsRegulatory DirectivesMicrosoft ExcelMicrosoft VisioMicrosoft PowerPoint

Soft Skills

Strong Communication SkillsEmotional IntelligenceTeam-Player AttitudeAdaptabilitySelf-Motivated

Industry Keywords

Investment MarketsFinancial ExchangesProcess ImprovementChange ManagementContinuous Learning

About the role

Key responsibilities & impact

Perform operational, regulatory compliance, and transaction/reporting functions within securities-based lending collateral monitoring
Apply operational and regulatory controls supporting transaction approvals across securities-based lending products funded by Morgan Stanley Banks
Communicate with Collateral Managers, Credit Risk, Technology, and field teams
Implement new firm or regulatory directives
Assess the impact of directives on team policies and procedures
Supervise and develop a team of direct reports
Drive change and improve team efficiencies
Participate in line, project, and process improvement initiatives

Requirements

What you’ll need

Broad knowledge of operational, regulatory compliance, and transaction/reporting functions within securities-based lending collateral monitoring
Knowledge of operational and regulatory controls supporting transaction approvals across securities-based lending products
Ability to communicate with Collateral Managers, Credit Risk, Technology, and the field
Preferred comprehension of investment markets and rules and regulations of financial exchanges
Ability to implement new firm or regulatory directives and assess their impact on team policies and procedures
Strong knowledge of Microsoft Office, especially Excel, Visio, and PowerPoint
Strong analytical skills
Ability to work well under pressure and meet deadlines
Ability to drive change and improve team efficiencies
Self-motivated and willing to assume responsibility
Ability to supervise and develop a team of direct reports
Adaptability to line, project, and process improvement functions
Commitment to continuous learning
Strong communication skills
Emotional intelligence, empathy, and patience
Team-player attitude

Benefits

Comp & perks

Medical insurance
Prescription Drug coverage
Dental insurance
Vision insurance
Health Savings Account
Dependent Day Care Savings Account
Life Insurance
Disability and Other Insurance Plans
Paid Time Off, including Sick Leave consistent with state and local law
Parental Leave
20 Vacation Days annually
10 Paid Holidays
401(k)
Short/Long Term Disability
Other special perks reserved for employees
Annual discretionary incentive compensation award may be available
Participation in the relevant business unit’s incentive compensation plan may be available, potentially including a discretionary bonus component
Opportunity to move about the business for employees who show passion and grit